Skip to content
— CH. 1 · INTRODUCTION —

Henry IV, Holy Roman Emperor

~11 min read · Ch. 1 of 8
8 sections
  • Henry IV stood barefoot in the snow outside Canossa Castle for three days in January 1077, dressed in sackcloth, waiting for a pope to forgive him. He was the Holy Roman Emperor, the most powerful secular ruler in Christendom, and he had walked across the Alps in winter to get there. What drove the ruler of Germany, Italy, and Burgundy to such an act of public humiliation? And was it humiliation at all, or one of the most audacious political maneuvers of the medieval world? Henry's life, from his kidnapping as a child to his forced abdication and lonely death in 1106, tracks the collision between two great ideas: the sacred authority of kings and the independence of the Church. That collision would shape European politics for generations after he was gone.

  • Henry was born on the 11th of November 1050 at his father's palace in Goslar, the long-awaited male heir of Emperor Henry III. His godfather, Abbot Hugh of Cluny, persuaded the Emperor to name the child after himself rather than after his grandfather Conrad II. While celebrating Christmas that same year at Pöhlde in Saxony, Henry III designated the infant as his successor. Within a year, the German princes had gathered and elected the one-year-old king, on the condition that he prove himself a just ruler during his father's lifetime. Archbishop Hermann baptised him in Cologne on Easter Sunday 1051, and by the 17th of July 1054, the same archbishop crowned him King of Germany in Aachen.

    The empire Henry stood to inherit was not a monolith. Germany, Italy, and Burgundy were made up of semi-autonomous provinces governed by bishops, abbots, and dukes. Keeping those governors cooperative was the essential art of medieval kingship. Henry III had managed it by casting himself as both secular lord and priestly office-holder, even claiming the title Vicar of Christ. He had the right to cast the first vote in papal elections, and he used it to install a series of reform-minded German popes. The third of these, Leo IX, moved against simony, the buying and selling of church offices. That reform impulse, once set in motion, would outlast Henry III and become the engine of his son's ruin.

    Henry III fell seriously ill in late September 1056 and died on the 5th of October. His son was six years old.

  • Agnes of Poitou, Henry's mother, served as regent after her husband's death. She tried to hold the empire together through land grants, reconciling old enemies and appointing new dukes. But her authority steadily eroded. She backed the wrong candidate in a papal schism, failed in a military campaign in Hungary, and showed obvious favoritism toward Bishop Henry II of Augsburg. By 1062, a coalition of nobles had had enough.

    In April of that year, Archbishop Anno II of Cologne lured the young king onto a ship on the Rhine, then had the vessel cast off from shore. Henry, fearing for his life, leapt into the river. A nobleman named Egbert I of Brunswick pulled him out before he drowned. The Coup of Kaiserswerth, as it became known, removed Agnes from the regency and handed control of Henry's education and the empire's government to Anno. Agnes withdrew from public life entirely.

    Anno's governance was not without its tensions. Armed conflict erupted between the retainers of Abbot Widerad of Fulda and Bishop Hezilo of Hildesheim, in Henry's presence at Goslar in June 1063. Henry did gain his first military experience in 1063, leading a campaign to restore Solomon as king in Hungary after the death of Béla I. Archbishop Adalbert of Hamburg emerged from that campaign as Henry's close adviser and protector. When Anno left for Italy in 1064, Adalbert's influence grew further. Henry came of age in formal terms on the 29th of March 1065, when he was girded with a sword at Worms. He quarrelled with Anno almost immediately afterward, and Anno was excluded from court.

  • Archbishop Adalbert of Bremen, alongside a young royal friend named Werner, abused his proximity to the throne: seizing church property, accepting bribes for appointments, and distributing monasteries among the powerful to buy silence. When Adalbert attempted to take Lorsch Abbey by force, the scandal united Archbishops Siegfried of Mainz and Anno of Cologne against him. Supported by Otto of Nordheim, Rudolf of Rheinfelden, and Berthold of Zahringen, they persuaded Henry to dismiss Adalbert in January 1066. No single adviser would ever again dominate royal government so completely.

    Henry set about recovering royal estates lost during his minority, and most of those estates lay in Saxony. He sent Swabian ministeriales, low-ranking unfree officials, to investigate property rights there, which the Saxons found deeply offensive. New royal castles went up, garrisoned with Swabian troops. Henry's court spent much of its time in Saxony, and the burden of housing and feeding the royal retinue fell on local people. The first Saxon lord to rebel was Dedi I, Margrave of Lower Lusatia, in 1069. Henry suppressed that rising and then turned on Otto of Nordheim, who was accused by a nobleman named Egeno of plotting against the king's life, outlawed, and stripped of his benefices. Otto and his ally Magnus of Saxony surrendered in June 1071.

    By 1073, the situation had hardened into open defiance. Otto of Nordheim persuaded the Saxons to take up arms. Henry fled to Eschwege; the rebels captured Luneburg. Lacking support from his princes and bishops, Henry sent a letter of penance to Pope Gregory VII, admitting involvement in simony and blaming youthful arrogance and bad advisers. It was the first of many such confessions, and Gregory was not yet done with him.

  • The conflict between Henry and Gregory VII crystallized around a single principle: who held the right to appoint bishops and abbots. For Henry, those appointments were the foundation of royal power, enabling him to demand resources from wealthy ecclesiastical offices. For Gregory, lay investiture was the central obstacle to a Church free from secular corruption. Gregory had warned Henry of excommunication for simony; Henry responded by convening a synod at Worms on the 24th of January 1076, where two archbishops and twenty-six bishops declared Gregory's election invalid and demanded his abdication. A second synod at Piacenza on the 5th of February reached the same conclusion.

    Gregory's response was unprecedented. He publicly excommunicated Henry and released his subjects from their oath of loyalty, addressing the declaration to Saint Peter himself. Lightning destroyed Utrecht cathedral on the 27th of March. Bishop William of Utrecht, who had been the only prelate to support Henry's counter-excommunication of the Pope, died suddenly on the 27th of April. Henry's opponents interpreted both events as divine judgement. German nobles and bishops assembled at Trebur between the 16th of October and the 1st of November, and they gave Henry an ultimatum: obtain absolution within a year, or lose his crown.

    Henry chose to act before Gregory could convene an assembly controlled by his enemies. Despite an unusually harsh winter, he crossed the Mont Cenis pass with Queen Bertha and their followers in December 1076. On the 25th of January 1077, they reached Canossa Castle, where Gregory had taken refuge. Henry stood barefoot in sackcloth before the castle for three days. Matilda of Tuscany, who owned the castle, along with Bertha's mother Adelaide and Abbot Hugh of Cluny, eventually persuaded the Pope to grant absolution. Before receiving it, Henry promised to submit to papal judgement in his conflict with his subjects.

    Historian Schutz later concluded that Henry had cleverly manoeuvred the Pope into a position where Gregory had no choice but to absolve him. But the cost was real: Gregory had reduced Henry, in one scholar's phrase, from Vicar of Christ to a mere layman.

  • Henry's absolution at Canossa did not restore German loyalty. His opponents met at Forchheim and on the 14th of March 1077 elected Rudolf of Rheinfelden as a rival king, arguing that Henry's absolution had not renewed their oaths of fealty. Gregory remained neutral, claiming the right to judge the dispute. Over three years of sporadic war, Henry fought to hold the empire together, rewarding supporters with confiscated estates while Rudolf held Saxony. At the Battle of Mellrichstadt on the 7th of August 1078, Henry led an army of twelve thousand Franconian peasants against Rudolf's forces, ending without a decisive result.

    At the Roman synod of Lent in 1080, Gregory excommunicated Henry a second time and recognised Rudolf as king. Henry's response was to help convene a synod at Brixen in June 1080, which accused Gregory of simony and heresy and elected Archbishop Wibert of Ravenna as Antipope Clement III. The move proved timely: Rudolf died from wounds sustained at the Battle of Hohenmölsen on the 14th of October 1080, and Henry portrayed his death as divine punishment for perjury.

    With his German rival dead, Henry turned toward Rome. After years of campaigning, subsidies of 144,000 gold pieces from the Byzantine Emperor Alexios I Komnenos allowed Henry to bribe Roman nobles, capture the Leonine City in June 1083, and force Gregory to retreat to Castel Sant'Angelo. In March 1084, Clement III won over enough cardinals that resistance collapsed. Henry entered Rome, and on the 1st of April 1084, Clement crowned him emperor in St Peter's Basilica. Gregory died in Salerno on the 25th of May 1085.

  • Matilda of Tuscany and Welf the Fat, the eighteen-year-old son of Welf I of Bavaria, had arranged a marriage alliance in 1089 with the forty-three-year-old Matilda, partly to consolidate opposition to Henry in Italy. Henry invaded Matilda's domains in March 1090 and pushed forward until, in 1093, Matilda and Welf the Fat turned Henry's own heir, Conrad, against him. Conrad escaped to Milan after Henry had him briefly captured. His second wife Eupraxia also deserted him, and at the Council of Piacenza in March 1095, she publicly accused Henry of debauchery and group rape before Pope Urban II. Modern scholars regard those charges as propaganda likely fabricated by Matilda's advisers, but they did further damage to Henry's reputation.

    On the 6th of January 1103, Henry held a general assembly in Mainz and proclaimed the first Reichsfriede, or imperial peace, banning feuds and violence across the entire empire. He threatened violators with mutilation rather than monetary penance. He also wrote to Hugh of Cluny about plans for a crusade to the Holy Land. But in December 1104, his eighteen-year-old younger son deserted him. The younger Henry, soon to be Henry V, gathered Bavarian nobles, received absolution from Pope Paschal II in early 1105, and built a coalition that Henry could not match.

    Despite promises of safe conduct, Henry was captured at Koblenz in December 1105 and imprisoned at Bockelheim, forced to surrender the royal insignia. He abdicated at an assembly at Ingelheim on the 31st of December. Escaping to Cologne in early 1106, he began to rebuild support, and his son's forces were defeated at Vise in March. But Henry fell ill and died in Liege on the 7th of August 1106, without absolution. He had asked to be buried at Speyer Cathedral beside his father. Because he was excommunicated, that wish had to wait. His body lay in unconsecrated ground until Pope Paschal II finally permitted the burial in Speyer Cathedral on the 7th of August 1111, five years after his death.

  • Henry's conflicts generated a torrent of polemical writing, both for and against him, during his own lifetime. The Song of the Saxon War, written in the 1080s, praised him as a king second to none in piety who gave laws to the lawless Saxons and defended widows and the poor. The anonymous Vita Heinrici IV imperatoris, completed in the early 1110s, described a vigorous, warlike monarch who enjoyed conversations about spiritual themes and the liberal arts. Lambert of Hersfeld offered the opposing view: that Henry had inherited a peaceful realm and rendered it, in Lambert's phrase, filthy, despicable, and bloodstained.

    His military record was, by any measure, poor. He lost most of his major pitched battles. His contemporaries attributed his one clear victory, at Homburg Castle in 1075, primarily to Rudolf of Rheinfelden. Yet Henry survived almost every crisis through adaptability, willingness to negotiate, and a preference for delaying tactics over direct confrontation. Those qualities kept him on the throne far longer than his string of battlefield defeats might suggest was possible.

    The Walk to Canossa became a metaphor with a life of its own. Catholic clerics celebrated it as the triumph of the Holy See over a sinful monarch. For nineteenth-century German Protestant nationalists, the Gang nach Canossa stood for national humiliation at the hands of an arrogant papacy. Otto von Bismarck invoked it directly before the Reichstag on the 14th of May 1872, declaring that Germany was not going to Canossa, neither physically nor spiritually, as he pursued his campaign against political Catholicism.

    The Investiture Controversy itself was not resolved by Henry's death. The compromise came only in 1122, when Henry V and Pope Calixtus II reached the Concordat of Worms. There, Henry V renounced the right to invest bishops and abbots with ring and staff, receiving in return the right to invest them with their secular possessions using a sceptre. One institution Henry introduced did endure: the royal right to claim a dead prelate's treasury, the jus spolii, remained a significant source of wealth for German monarchs through the reigns of Frederick Barbarossa and Henry VI in the second half of the twelfth century.

Common questions

Who was Henry IV Holy Roman Emperor?

Henry IV was Holy Roman Emperor from 1084 to 1105, King of Germany from 1054 to 1105, and King of Italy and Burgundy from 1056 to 1105. He was born on the 11th of November 1050 and died on the 7th of August 1106. He was a Salian ruler, the son of Emperor Henry III and Agnes of Poitou.

What was the Walk to Canossa and why did Henry IV do it?

The Walk to Canossa was a penitential journey Henry IV made in January 1077 to seek absolution from Pope Gregory VII, who had excommunicated him and released his subjects from their oaths of loyalty. Henry stood barefoot in sackcloth outside Canossa Castle for three days until Gregory, persuaded by Matilda of Tuscany, Adelaide of Savoy, and Abbot Hugh of Cluny, agreed to absolve him. Henry undertook the act to prevent Gregory from judging his case at an assembly in Augsburg controlled by his German enemies.

What was the Investiture Controversy involving Henry IV?

The Investiture Controversy was a conflict over whether secular rulers or the Church held the right to appoint bishops and abbots. Henry IV insisted on his royal prerogative to make those appointments, while Pope Gregory VII regarded lay investiture as an obstacle to Church reform. The dispute led to two excommunications of Henry, the election of an antipope, and civil war in Germany. It was only resolved in 1122 by the Concordat of Worms, negotiated between Henry's son Henry V and Pope Calixtus II.

How did Henry IV die and where was he buried?

Henry IV died in Liege on the 7th of August 1106, falling ill after being forced to abdicate and attempting to regain the throne. He died without absolution because he was excommunicated. He had requested burial at Speyer Cathedral beside his father Henry III, but his excommunicated status delayed that wish. Pope Paschal II finally permitted the burial in Speyer Cathedral on the 7th of August 1111, five years after his death.

Why was Henry IV kidnapped as a child?

Henry IV was seized in April 1062 in what became known as the Coup of Kaiserswerth. Archbishop Anno II of Cologne, along with Otto of Nordheim and Egbert I of Brunswick, lured the young king onto a ship on the Rhine and had it cast off, effectively removing his mother Agnes of Poitou from the regency. Agnes had lost political support due to her backing of an antipope, a failed Hungarian campaign, and favoritism toward a bishop. Henry leapt into the river to escape but was pulled out by Egbert I of Brunswick.

What did Otto von Bismarck say about the Road to Canossa?

Otto von Bismarck declared before the Reichstag on the 14th of May 1872 that Germany would not go to Canossa, neither physically nor spiritually, during his campaign against political Catholicism. He was invoking the Gang nach Canossa as a symbol of national humiliation, reflecting the interpretation by nineteenth-century German Protestant nationalists who saw Henry IV's submission to the pope as a shameful moment for Germany.

All sources

20 references cited across the entry

  1. 1bookMorkinskinna: The Earliest Icelandic Chronicle of the Norwegian Kings (1030–1157)Theodore M. Andersson et al. — Cornell University Press — 2012
  2. 2bookThe Two Cities: Medieval Europe 1050–1320Malcolm Barber — University of Pennsylvania Press — 2004
  3. 3bookThe Investiture Controversy: Church and Monarchy from the Ninth to the Twelfth CenturyUta-Renate Blumenthal — University of Pennsylvania Press — 2010
  4. 4bookThe Jews of Medieval Western Christendom: 1000–1500Robert Chazan — University of Pennsylvania Press — 2006
  5. 5bookGermany in the High Middle Ages, c. 1050–1200Horst Fuhrmann — Cambridge University Press — 2001
  6. 6bookMedieval Monarchy in Action: The German Empire from Henry I to Henry IVBoyd H. Hill — Routledge — 2020
  7. 7bookMedieval Germany and its Neighbours: 1000–1500K.J. Leyser — The Hambledon Press — 1982
  8. 8bookSex, Gender, and Episcopal Authority in an Age of Reform, 1000–1122Megan McLaughlin — Cambridge University Press — 2010
  9. 9bookBismarck and the Development of Germany, Volume II: The Period of Consolidation, 1871–1880Otto Pflanze — Princeton University Press — 1990
  10. 10bookHenry IV of Germany, 1056–1106I. S. Robinson — Cambridge University Press — 2003
  11. 11bookThe Medieval Empire in Central Europe: Dynastic Continuity in the Post-Carolingian Frankish Realm, 900–1300Herbert Schutz — Cambridge Scholars Publishing — 2010
  12. 12bookThe New Cambridge Medieval HistoryGiovanni Tabacco — Cambridge University Press — 1995
  13. 13bookThe New Cambridge Medieval HistoryHanna Vollrath — Cambridge University Press — 1995
  14. 14bookRitual and Symbolic Communication in Medieval Hungary under the Árpád Dynasty (1000–1301)Dušan Zupka — Brill — 2016
  15. 15bookHeinrich IVGerd Althoff — Thorbecke — 2009
  16. 16journalBreaking Up Is Hard To Do: Dissolving Royal and Noble Marriages in Eleventh-Century GermanyAlison Creber — 22 April 2019
  17. 17bookChronicles of the Investiture Contest: Frutolf of Michelsberg and his continuatorsT. J. H. McCarthy — Manchester University Press — 2013
  18. 18bookThe Holy Roman Empire: A Historical Encyclopedia, Volume 2.Brian A. Pavlac et al. — ABC-CLIO — 2019
  19. 19bookThe Salian Century: Main Currents in an Age of TransitionStefan Weinfurter — University of Pennsylvania Press — 1999
  20. 20bookDer InvestiturstreitClaudia Zey — C.H. Beck — 2017