Questions about North American Securities Administrators Association

Short answers, pulled from the story.

When did the North American Securities Administrators Association begin its work?

The North American Securities Administrators Association began its work in Kansas during 1919. This organization stands as the oldest international investor protection entity still operating today.

Who represents territories and states within the United States for the North American Securities Administrators Association?

Sixty-seven administrators now represent territories, districts, and states within the United States. Members also include officials from Mexico and provinces of Canada.

What is the Uniform Securities Agent State Law Exam written by the North American Securities Administrators Association?

The Uniform Securities Agent State Law Exam is written by NASAA itself. This test is administered by FINRA rather than the association directly.

Which companies benefit from coordinated review under Regulation A of the Securities Act of 1933 through the North American Securities Administrators Association?

Companies using Regulation A of the Securities Act of 1933 benefit from coordinated review. NASAA provides a mechanism for reviewing capital raising activities under this regulation.

Who served as president of the North American Securities Administrators Association starting in 1981?

Thomas L. Krebs served as president starting in 1981. Joseph Borg served three separate terms spanning Alabama between 2007 and 2018.

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