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Tolkien's Middle-earth family trees

Ch. 1 of 6
— CH. 1 · INTRODUCTION —

Contents

Tolkien's Middle-earth family trees

6 sections
  • Tolkien's Middle-earth family trees contain a warning. In The Two Towers, the Wizard Gandalf interrupted Théoden, King of Rohan, to deliver it. He explained what Hobbits would do if given any encouragement to speak about their relatives: "These hobbits will sit on the edge of ruin and discuss the pleasures of the table, or the small doings of their fathers, grandfathers, and great-grandfathers, and remoter cousins to the ninth degree, if you encourage them with undue patience."

    Both The Lord of the Rings and The Silmarillion contain formal family trees, reaching across multiple peoples Tolkien invented. For Tolkien, a working philologist, genealogies were creative instruments as much as narrative props. Scholars have since identified multiple distinct purposes those trees were designed to serve. Understanding what those purposes are begins with what the trees actually contain.

  • The appendices to The Lord of the Rings provide family trees for Dwarves, Hobbits, and Men. They open with a telling caveat: "The names given in these Trees are only a selection from many." The Peoples of Middle-earth traces the development of those Hobbit trees in detail. It records that trees for the Boffin and Bolger families were typed up in full and prepared for Appendix C. They were dropped at the last moment, apparently for reasons of space.

    Finwë, father of Fëanor, heads one of the Elvish lineages that The Silmarillion maps. Olwë's line runs forward to Galadriel and Lúthien. Among Men, the genealogies follow Bëor the Old, ancestor of Beren, Húrin, and Túrin, and Hador, from whom the mariner Eärendil descends. Christopher Tolkien traced the long development of all these lineages in three scholarly volumes. Those are Unfinished Tales, The Book of Lost Tales II, and The Lays of Beleriand. Tom Loback explored the family trees and their resulting populations in the journal Mythlore. What the trees were designed to accomplish drew a systematic answer from Jason Fisher in the J. R. R. Tolkien Encyclopedia.

  • Jason Fisher, writing in the J. R. R. Tolkien Encyclopedia, identifies one function as placing Tolkien's work in a recognizable tradition. The medieval Icelandic sagas, which Tolkien studied carefully, define heroes and villains through ancestry and family history. Tolkien's genealogies do the same, rooting every major figure in a web of history. Fisher describes this as contributing "essential details, texture, and verisimilitude" to Tolkien's secondary world.

    Fisher also notes that the trees served Tolkien's own drafting process. They gave him a reference to check while writing, helping him avoid mistakes in how he described the relationships between characters. Tolkien also recorded which Hobbits had children and which did not. That quiet notation gives readers a sense that life in Middle-earth continued well beyond the story's final page. Fisher catalogued one additional purpose that reached even deeper into Tolkien's professional life. It was tied directly to his work as a philologist.

  • Jason Fisher records that Tolkien much enjoyed the etymological possibilities the family trees made available. They let him develop and play with the relationships between his characters' names across different peoples and generations. That combination of scholarly pleasure and invented world-building is what Dwayne Thorpe captured in his description of Tolkien's Ents.

    In Mythlore, Dwayne Thorpe wrote that Tolkien's Ents "boom and mutter about history and tales and the growth of words like a certain prominent philologist." Thorpe also traced Hobbit culture back to real-world sources. In his analysis, the Hobbit absorption in family trees was drawn from "the comfortable associations of rural Oxfordshire and the habits of Inklings." That connection between Tolkien's lived world and his invented one runs through the family trees. Nowhere is it more visible than in the fiction Tolkien maintained about who wrote the books.

  • Tolkien maintained a clear framing fiction: The Lord of the Rings was not his own invention. The novel presented itself as the Red Book of Westmarch, a text written entirely by Hobbits. Within that fiction, the elaborate genealogies in the appendices are not editorial additions but the natural output of genealogy-obsessed authors. The novel's prologue makes this explicit: "All hobbits were, in any case, clannish and reckoned up their relationships with great care. They drew long and elaborate family-trees with innumerable branches. In dealing with hobbits it is important to remember who is related to whom, and in what degree."

    Bilbo Baggins, the protagonist of The Hobbit, was born to a genteel Baggins parent and an adventurous Took. His cousin Frodo, often familiarly described as his nephew, was the child of a Baggins and a relatively outlandish Brandybuck. Jason Fisher identifies this as one of the trees' explicit functions. It shows how different heredities, and the character qualities that come with them, combine in a single person.

    Fisher's analysis also separates the Silmarillion trees from the Hobbit genealogies. In The Silmarillion, the tales are told as ancient legends, narrated from the viewpoints of Elves or sometimes of Men. The family trees there help readers track how those lines split and mixed across centuries of conflict. This mirrors the bitter feuds that run through the Elvish lineages at the heart of that book. How that painstaking approach to world-building looked from outside the texts was made vivid by a later exhibition. It surveyed Tolkien's actual manuscripts and artefacts at the Bodleian Library.

  • Malcolm Forbes, reviewing Catherine McIlwaine's exhibition of Tolkien artefacts at the Bodleian Library, placed the family trees in a wider perspective. Forbes wrote that few fantasy writers "so meticulously map their kingdoms, or invent legends, family trees and even languages for their characters." The trees were not an isolated habit but part of a systematic commitment. Middle-earth was built to feel like a real place with a genuine past.

    Thorpe identified Tolkien's core method as abstraction and fusion. He would extract qualities from real-world sources and transplant them into invented settings. Blended with Tolkien's own creations, they became the cultures, geographies, languages, and creatures of Middle-earth. The family trees Forbes singled out stand alongside other invented specifics produced by the same process. Gondor, in Thorpe's account, had a seven-volumed history and a seven-tiered city. Each detail adds mass to a world that otherwise existed only in words.

Updated

Common questions

What peoples have family trees in Tolkien's Middle-earth writings?

Tolkien included family trees for Elves, Dwarves, Hobbits, and Men. The appendices to The Lord of the Rings cover Dwarves, Hobbits, and Men, while The Silmarillion provides Elvish genealogies alongside those of Men such as Bëor the Old and Hador.

Why did Tolkien include family trees in The Lord of the Rings?

Jason Fisher, writing in the J. R. R. Tolkien Encyclopedia, identifies multiple purposes. The trees place Middle-earth in the tradition of medieval Icelandic sagas, add depth and verisimilitude to the secondary world, let Tolkien develop the etymologies of his characters' names, helped him avoid drafting mistakes, and implied that life in Middle-earth continued after the story ended.

Which Hobbit family trees were dropped from The Lord of the Rings?

Trees for the Boffin and Bolger families were typed up and prepared for Appendix C of The Lord of the Rings. According to The Peoples of Middle-earth, they were dropped at the last moment, apparently for reasons of space.

What family trees appear in The Silmarillion?

The Silmarillion provides genealogies for the Elves Finwë, father of Fëanor, and Olwë, ancestor of Galadriel and Lúthien. It also charts the lineages of the Man Bëor the Old, ancestor of Beren, Húrin, and Túrin, and Hador, ancestor of the mariner Eärendil.

How do Tolkien's Middle-earth family trees create a sense of depth and realism?

Jason Fisher describes the trees as contributing "essential details, texture, and verisimilitude" to Tolkien's secondary world. They root every major character in a network of historical relationships and imply a world that existed long before the stories began. Recording which Hobbits had children and which did not reinforces the impression that Middle-earth life continued after the final page.

What is the connection between Tolkien's family trees and the Red Book of Westmarch?

Tolkien maintained the framing fiction that The Lord of the Rings was the Red Book of Westmarch, a document written entirely by Hobbits. Within that fiction, the genealogies in the appendices reflect the Hobbits' own clannish obsession with family history, which the novel's prologue describes as drawing "long and elaborate family-trees with innumerable branches."

All sources

11 references cited across the entry

  1. 1Family TreesJason Fisher — Routledge — 2013
  2. 2Stunning new exhibition explores Tolkien's life, work and legacyMalcolm Forbes — The National — 30 June 2018
  3. 3BookTolkien's Worlds: The Places That Inspired the Writer's ImaginationJohn Garth — Quarto Publishing — 2020
  4. 5JournalTolkien's Elvish CraftDwayne Thorpe — 1996
  5. 6Tolkien (1955) p. Appendix C Family TreesTolkien — 1955
  6. 7Tolkien (1955) p. Appendix A I The Numenorean Kings Men (lists of the Kings and Queens; Heirs of Isildur; Heirs of Anarion); II The House of Eorl, list of The Kings of the Mark; III Durin's Folk Dwarves, tree of Durin the Deathless; appendix C Family Trees of Hobbits: Baggins of Hobbiton; Took of Great Smials; Brandybuck of Buckland; The Longfather-Tree of Master SamwiseTolkien — 1955
  7. 8Tolkien (1996) p. chapter 3 "The Family Trees". The trees are online at Tolkien Gateway.Tolkien — 1996
  8. 9Tolkien (1977) p. after "Of the Rings of Power and the Third Age"Tolkien — 1977
  9. 10Tolkien (1954) p. book 3, ch. 8 "The Road to Isengard"Tolkien — 1954
  10. 11Tolkien, 1954a p. prologueTolkien, 1954a

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