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— CH. 1 · INTRODUCTION —

Surname

~9 min read · Ch. 1 of 8
8 sections
  • The surname has been with us for longer than most people imagine, yet in England it only became truly universal by around 1400. Before then, a Smith was just a smith, and a person from a hill was just a person from a hill. The decision to pass those labels to children, and their children, and every generation beyond, changed the way human societies organize themselves. How did a practical administrative tool become one of the most intimate markers of identity we carry? What forces drove a local naming habit into a global institution? And why, still today, does the order of those names depend on which side of the world you happen to live?

  • In China, according to legend, family names started with Emperor Fu Xi in 2000 BC. His administration standardised the naming system specifically to make census-taking more efficient. Originally those Chinese surnames descended through the mother's line, but by the time of the Shang dynasty, which lasted from 1600 to 1046 BC, inheritance had shifted to the father's side. Chinese women, notably, do not change their surnames upon marriage, a practice with roots reaching back at least to the 2nd century BC.

    In Ancient Greece, clan names and patronymics were already common as far back as the Archaic Period. Alexander the Great was known as Heracleides, marking his supposed descent from Heracles, and also by the dynastic name Karanos, which referred to the founder of his dynasty. Homer's works already record these naming patterns for many characters. The Roman naming system was comparably layered: the nomen, which identified a person's gens or tribe through the patrilineal line, is thought to have been in use by 650 BC. The praenomen, the forename, existed to tell individuals apart within the group. Women's forenames were less common in the Roman world because, as the source notes, women had reduced public influence.

  • In England the introduction of family names is generally attributed to the preparation of the Domesday Book in 1086, following the Norman Conquest. The earliest adopters were the feudal nobility and gentry. Some Norman nobles who arrived with the conquest differentiated themselves by attaching the word "de" before the name of their village in France, creating what are called territorial surnames tied directly to feudal landownership. By the 14th century most English and most Scottish people used surnames; in Wales the practice came with unification under Henry VIII in 1536.

    Medieval Spain ran on a different logic. A son of Rodrigo named Álvaro would be called Álvaro Rodríguez. But Álvaro's own son Juan would not inherit the name Rodríguez; he would be Juan Álvarez, because his father was Álvaro. Over time many of those shifting patronymics hardened into fixed family names and are now among the most common surnames in the Spanish-speaking world. Other sources fed into Spanish surnames too: appearance (Delgado meaning "thin", Moreno meaning "dark"), geography (Alemán meaning "German"), and occupation, though occupational names more often survive in shortened forms like Molina ("mill") or Zapata (an archaic form of the word for "shoe").

    In the late Middle Ages, English governments found that residents resisted adopting mandatory surnames because the requirement was strongly associated with taxation.

  • Placing the family name first, before any given name, is often called the Eastern naming order because Westerners encounter it most readily in the cultures of Greater China, Korea, Japan, and Vietnam. Cambodia and the Hmong communities of Laos and Thailand follow the same convention. So does Hungary within Europe, and the Telugu people of south India. When people from these traditions write their names in the Latin alphabet, they commonly reverse the order to help Westerners identify which name is the family name.

    The Sami people experienced a different transition. Some Sami names shifted form under pressure to conform: the name Sire in some cases became Siri, and the full name Hætta Jáhkoš Ásslat was rearranged to Aslak Jacobsen Hætta, following the convention of the time. The Mordvins and Hungarians also reversed name order for official purposes, but other Uralic peoples traditionally had no surnames at all, perhaps because their clan structures made separate family names unnecessary.

    In libraries and scholarly citations in English, the order flips again: "last, first middle", with a comma separating the family name from the given name, so that entries can be alphabetized consistently by surname.

  • A four-year study led by the University of the West of England, concluding in 2016, analysed sources from the 11th to the 19th century to trace the origins of surnames across the British Isles. The study examined 45,602 surnames and found that over 90% of them are native to Britain and Ireland. Project leader Richard Coates described the work as "more detailed and accurate" than earlier studies. He noted that some names are occupational: Smith and Baker are obvious. Others link to places: Hill, or Green, which relates to a village green. Patronymic names enshrine a father's name, as in Jackson or Jenkinson. Descriptive names like Brown or Short capture the original bearer's appearance, though Short may in fact have been an ironic nickname for a tall person.

    Patronymic and matronymic surnames are the oldest and most widespread type. There are thought to be over 90 distinct Italian surnames based on the single given name Giovanni. In Scotland, the Gaelic prefix "Mac" means "son", yielding names like MacDonald or Campbell. The broadest class, called cognominal surnames, grew from nicknames of all kinds: appearance (Schwartzkopf), temperament (Daft, Gutman), or titles so detached from reality that a man named King was almost certainly not descended from royalty. Bernard Deacon suggests the original bearer may simply have acted like a king, or perhaps been as well-fed as a bishop.

    Location names follow their own logic. Washington is thought to mean "the homestead of the family of Wassa". Lucci means "resident of Lucca". More surnames trace to small communities than to large cities because, during the Middle Ages in Europe, people tended to migrate from villages to cities, and newcomers needed a distinguishing name to carry with them.

  • In 1526, King Frederik I of Denmark-Norway ordered noble families to take fixed surnames. Many of them chose elements from their coat of arms. The Rosenkrantz family took their name from a wreath of roses forming the torse of their arms; the Gyldenstierne family took theirs from a 7-pointed gold star on their shield. Ornamental surnames of this kind became particularly common among communities that adopted, or were forced to adopt, surnames in the 18th and 19th centuries, including Sinti and Romani communities and Eastern Ashkenazi Jews in Germany and Austria.

    In Breslau, Prussia, the Hoym Ordinance of 1790 mandated that Jewish communities adopt surnames. Napoleon reinforced this with a separate decree in 1808, compelling Jews throughout his territories to take fixed family names.

    During the era of the Trans-Atlantic slave trade, many Africans were given names by their enslavers, and a significant share of African-American surnames trace directly to that history. Some freed people later created family names for themselves. Foundlings, children abandoned in public places or placed in foundling wheels, acquired names from whoever found them or from the circumstances of their discovery: names like Easter or Monday for the day they were found, Septembre for the month, or Esposito and Trovato in Italian, meaning exposed or found. Streets and shop names also left their mark on these children's surnames, such as Liquorpond or van den Eyngel.

    The 1980s saw a different kind of forced renaming: the People's Republic of Bulgaria compelled its Turkish citizens to replace their first and last names with Bulgarian ones.

  • In the United States, just 1,712 surnames account for 50% of the entire population, and roughly 1% of Americans carry the single most common surname: Smith. In China, according to some estimates, 85% of the population shares only 100 surnames, with Wang, Zhang, and Li at the top.

    Brazil and Portugal present a striking case. The surname Silva is by far the most common in both countries. In Brazil alone, 34,030,104 people carry it, representing 16.76% of the total population analysed. No other surname comes close to that concentration in the Brazilian data. The study of proper names, whether family names, personal names, or place names, has its own field: onomastics. The reach of that discipline stretches from Emperor Fu Xi's census in 2000 BC to the Czech parliament's vote in 2022, tracing every political, cultural, and demographic force that has ever shaped what we call each other.

Common questions

When did surnames first appear in England?

Surnames in England are generally traced to the preparation of the Domesday Book in 1086, following the Norman Conquest. The feudal nobility adopted them first, and by around 1400 most English families had hereditary surnames.

What is the most common surname in the United States?

Smith is the most common American surname, carried by about 1% of the population. In total, just 1,712 surnames account for half of all Americans.

Which surname is the most common in Brazil and Portugal?

Silva is by far the most common surname in both Brazil and Portugal. In Brazil, 34,030,104 people carry it, representing 16.76% of the total population analysed.

Why do Chinese surnames come before the given name?

Placing the family name first is the Eastern naming convention, followed in Greater China, Korea, Japan, Vietnam, Cambodia, and other cultures. When writing names in the Latin alphabet, people from these traditions often reverse the order so Westerners can identify the family name.

Who was the first woman in the United States to keep her birth name after marriage?

Lucy Stone was the first known instance in the United States of a woman insisting on keeping her birth name, which she did in 1855.

What is the most common surname in China and how concentrated are Chinese surnames?

Wang, Zhang, and Li are the most frequent surnames in China. According to some estimates, 85% of China's population shares just 100 surnames.

All sources

86 references cited across the entry

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