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— CH. 1 · ORIGINS AND EARLY EXPERIMENTS —

Submarine

~8 min read · Ch. 1 of 7
7 sections
  • In 1538, a demonstration took place in Toledo before Emperor Charles V and ten thousand spectators. Two Greeks showed how one could penetrate the bottom of water while remaining dry inside a hollow cauldron held by ropes. This early experiment laid the groundwork for future underwater navigation. The English mathematician William Bourne recorded plans for an underwater vehicle in his book Inventions or Devises published in 1578. A few years later, John Napier wrote about devising ways to sail under water with expert craftsmen. Jerónimo de Ayanz y Beaumont created detailed designs for air-renovated submersibles equipped with oars and autonomous floating snorkels. These devices were intended for warfare to approach enemy ships undetected.

    The first submersible with reliable construction records was built in 1620 by Cornelis Drebbel. He operated it on the Thames River using oars for propulsion. By the mid-18th century, over a dozen patents existed for submarines in England. Nathaniel Symons patented a working example in 1747 that used leather bags filled with water to submerge the craft. His design included a mechanism to twist water out of the bags to resurface. The first military submersible appeared in 1775 as the Turtle, designed by American David Bushnell. It accommodated a single person and used screws for propulsion. This device became the first verified submarine capable of independent underwater operation.

    In 1800, France built the Nautilus, a human-powered submarine designed by Robert Fulton. They abandoned the experiment in 1804. Wilhelm Bauer's Brandtaucher followed in 1850 and remains the oldest known surviving submarine today. During the American Civil War, the Confederate navy's Hunley sank the Union sloop-of-war Housatonic in 1864. The explosion likely killed its crew instantly. In 1866, the Plongeur became the first submarine to successfully dive, cruise underwater, and resurface under crew control. Its designer Julius H. Kroehl incorporated elements still used in modern designs.

  • The French submarine Plonguer launched in 1863 marked the first non-human powered vessel using compressed air at 2 atmospheres. Narcís Monturiol designed the Ictineo II, which launched in Barcelona in 1864. It was the first air-independent combustion-powered submarine using zinc, manganese dioxide, and potassium chlorate to generate heat for a steam engine. The Whitehead torpedo, designed in 1866 by British engineer Robert Whitehead, became the first practical self-propelled weapon.

    John Philip Holland built a model submarine in 1876 and demonstrated the Holland I prototype in 1878. His Holland Type VI submarine launched on the 17th of May 1897 at Navy Lt. Lewis Nixon's Crescent Shipyard in Elizabeth, New Jersey. The United States Navy purchased it on the 11th of April 1900 as the USS Holland. Discussions between George Garrett and Thorsten Nordenfelt led to the first practical steam-powered submarines armed with torpedoes. The Nordenfelt I weighed 56 tonnes and had a range of 100 nautical miles.

    Reliable submerged propulsion emerged in the 1880s with electric battery technology. Isaac Peral y Caballero built the Peral in Spain, Dupuy de Lôme created the Gymnote in France, and Gustave Zédé constructed the Sirène. James Franklin Waddington built the Porpoise in England. These designs featured torpedoes that later became standard. The French submarine Aigrette improved concepts in 1904 using diesel instead of gasoline for surface power. Seventy-six such boats were completed before 1914. The Royal Navy commissioned five E-class boats from Vickers starting in 1901. Construction took longer than expected, with the first diving trial occurring on the 6th of April 1902.

  • Military submarines made their significant impact during World War I when German U-boats engaged in the First Battle of the Atlantic. At the outbreak of war, Germany possessed only twenty submarines available for combat. These included vessels of the diesel-engined U-19 class capable of operating around the entire British coast. The Royal Navy countered with seventy-four submarines of mixed effectiveness. In August 1914, a flotilla of ten U-boats sailed from Heligoland to attack Royal Navy warships in the North Sea.

    More than 5,000 Allied ships sank due to U-boat actions during the conflict. The British responded by creating K-class submarines despite notorious design flaws and poor maneuverability. U-boats operated primarily on the surface using regular engines while submerging occasionally to attack under battery power. Their triangular cross-section featured a distinct keel to control rolling while surfaced. The ability to function as practical war machines relied on new tactics, numbers, and combination diesel-electric power systems developed in preceding years. Unrestricted submarine warfare became a key strategy that influenced global politics and military doctrine throughout the early twentieth century.

  • Germany used submarines to devastating effect in the Battle of the Atlantic attempting to cut Britain's supply routes. They sank more merchant ships than Britain could replace. Major innovations included improved communications encrypted using the Enigma cipher machine. This enabled mass-attack naval tactics known as Rudeltaktik or wolfpacks until German codes were cracked. By war's end, almost 3,000 Allied ships had been sunk including 175 warships and 2,825 merchantmen. Germany lost 793 U-boats and about 28,000 submariners out of 41,000 personnel.

    The Imperial Japanese Navy operated the most varied fleet of submarines during World War II. Their inventory included Kaiten crewed torpedoes, midget submarines, medium-range vessels, purpose-built supply boats, and long-range fleet submarines. Some carried multiple aircraft while others achieved the highest submerged speeds of the conflict. Despite technical prowess, Japan chose fleet warfare over targeting merchant shipping. American submarines destroyed over 60 percent of the Japanese merchant fleet crippling industrial war efforts. US forces sank 1,560 enemy vessels totaling 5.3 million tons representing 55 percent of total sunk tonnage.

    During December 1941 when Japan attacked Hawaii, 111 boats remained in commission. Over 203 additional submarines from various classes entered service during the war. Fifty-two US submarines were lost to all causes with forty-eight directly due to hostilities. The Royal Navy Submarine Service operated primarily around Norway, in the Mediterranean against Axis supply routes, and in the Far East. British submarines sank 2 million tons of enemy shipping including 57 major warships.

  • The first launch of a cruise missile from a submarine occurred in July 1953 from the deck of USS Tunny modified to carry nuclear warheads. Nuclear power partially replaced diesel-electric propulsion in the 1950s giving submarines the ability to remain submerged for weeks or months. Equipment developed to extract oxygen from seawater further extended operational endurance. Most naval submarines built since then in the United States, Soviet Union, United Kingdom, and France utilize nuclear reactors.

    Ballistic missile submarines entered service between 1959 and 1960 as part of Cold War nuclear deterrent strategies. Both the United States and Soviet Union maintained large fleets engaging in cat-and-mouse games. The Soviet Union lost at least four submarines during this period including K-8 in 1968 retrieved by CIA ship Glomar Explorer. Other vessels like Komsomolets suffered fire or radiation leaks while others reached depth records among military subs. The US lost two nuclear submarines due to equipment failure during test dives and unknown causes respectively.

    During the Indo-Pakistani War of 1971, Pakistan Navy's PNS Ghazi sank Indian frigate INS Khukri marking the first sinking by a submarine since World War II. In 1982, British nuclear-powered submarine HMS Conqueror sank Argentine cruiser General Belgrano becoming the first sinking by a nuclear-powered sub in war. Some weeks later an Israeli submarine torpedoed Lebanese coaster Transit carrying fifty-six Palestinian refugees resulting in twenty-five deaths.

  • Modern submarines emphasize stealth through advanced propeller designs, sound-reducing insulation, and special machinery making them difficult to detect. Water conducts sound much better than air allowing detection of noisy surface ships from long distances. Active sonar uses reflected sound emitted from search equipment but reveals emitter position susceptible to countermeasures. Concealed military submarines force enemy navies to waste resources searching large ocean areas protecting ships against attack.

    Hull design evolved into cigar-shaped teardrop forms reducing hydrodynamic drag when submerged though decreasing sea-keeping capabilities surfaced. Late World War II technology allowed faster submerged operation forcing redesigns to reduce drag and noise. USS Albacore pioneered American versions of this hull form now called Albacore hulls. Modern military subs feature outer hulls covered with sound-absorbing rubber or anechoic plating to reduce detection. Pressure hulls constructed from thick high-strength steel withstand pressures reaching 400 meters for steel vessels up to 1,000 meters for titanium examples like Komsomolets.

    Control surfaces include diving planes and hydroplanes collectively known as X-stern configurations improving maneuverability horizontally and vertically. The Swedish Navy launched Sjöormen class in 1967 becoming first production submarine using x-rudder before Albacore finished test runs. All subsequent Swedish classes adopted x-rudders while German Type 212 and Italian Navies followed suit. US Columbia class, British Dreadnought class, and French Barracuda class join the family by early 2020s making it dominant technology globally.

  • While most submarines serve military purposes civilian variants exist for tourism exploration oil platform inspections pipeline surveys and illegal activities. Submarine Voyage ride opened at Disneyland in 1959 running underwater on tracks open to atmosphere not true submersible capability. First tourist submarine entered service in 1964 at Expo64 carrying fifty to one hundred passengers visiting underwater points of interest such as natural reefs.

    Surface vessels carry passengers offshore loading them into submarines that visit artificial reef structures marked with air releases coordinated by observers in support crafts. Recent developments include narco-submarines deployed by South American drug smugglers evading law enforcement detection. Colombian authorities seized a sixteen-meter-long submersible holding five crew members costing approximately two million dollars in September 2011 belonging to FARC rebels capable of carrying seven tonnes of drugs.

    Polar operations demonstrate specialized capabilities reaching depths under ice sheets. Simon Lake's Protector surfaced through ice off Newport Rhode Island in 1903 while Nautilus reached North Pole using inertial navigation system on the 3rd of August 1958. Soviet K-162 conducted extensive mapping surveys of Siberian continental shelf in 1970 joining US Navy exercises testing operability in Arctic conditions during Ice Exercise 2009.

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Common questions

When was the first submarine with reliable construction records built and by whom?

The first submersible with reliable construction records was built in 1620 by Cornelis Drebbel. He operated it on the Thames River using oars for propulsion.

Who designed the first verified submarine capable of independent underwater operation?

David Bushnell designed the Turtle which became the first verified submarine capable of independent underwater operation. This device appeared as a military submersible in 1775 and accommodated a single person while using screws for propulsion.

Which submarine was the first air-independent combustion-powered vessel and when did it launch?

Narcís Monturiol designed the Ictineo II which launched in Barcelona on the 1st of January 1864. It was the first air-independent combustion-powered submarine using zinc, manganese dioxide, and potassium chlorate to generate heat for a steam engine.

What date did the United States Navy purchase John Philip Holland's submarine prototype?

The United States Navy purchased the Holland Type VI submarine on the 11th of April 1900 as the USS Holland. The prototype had previously launched on the 17th of May 1897 at Navy Lt. Lewis Nixon's Crescent Shipyard in Elizabeth, New Jersey.

When did the Soviet Union submarine Komsomolets reach depth records among military subs?

Soviet K-162 conducted extensive mapping surveys of Siberian continental shelf in 1970 joining US Navy exercises testing operability in Arctic conditions during Ice Exercise 2009. Other vessels like Komsomolets suffered fire or radiation leaks while others reached depth records among military subs.