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— CH. 1 · INTRODUCTION —

Sputnik 1

~10 min read · Ch. 1 of 8
8 sections
  • Sputnik 1, a polished metal sphere barely 58 centimetres across, crossed the sky on the 4th of October 1957 and changed everything. At 19:28:34 UTC, the Soviet Union launched it from a remote stretch of the Kazakh steppe, and within minutes a simple radio transmitter was beeping down to Earth from low orbit. Anyone with a shortwave receiver could hear it. Amateur radio operators around the world tuned in; observers scanned the pre-dawn and twilight sky. Most of what they saw, though, was not the satellite itself. It was only barely visible to the naked eye at sixth magnitude. What most watchers actually spotted was the 26-metre core stage of the R-7 rocket, trailing behind like a slow, bright star. The questions Sputnik posed were urgent and unsettling. How had a nation widely dismissed as technologically backward beaten the Americans into space? What was this machine actually doing up there? And what would the world look like now that the sky was no longer empty?

  • On the 17th of December 1954, chief Soviet rocket scientist Sergei Korolev brought a formal proposal for an artificial satellite to the Minister of the Defense Industry, Dimitri Ustinov. The plan included a report by Mikhail Tikhonravov, who had argued that reaching orbit was simply an inevitable step in the progression of rocketry. The Soviet government approved the concept on the 8th of August 1955, four days after Leonid Sedov publicly announced that the USSR would launch a satellite of its own. The original design, called Object D, was ambitious. It would weigh between 1,000 and 1,400 kg and carry 200 to 300 kg of scientific instruments to measure atmospheric density, solar wind, magnetic fields, and cosmic rays. By late 1956, however, the project had slipped. The R-7 rocket's engines were producing a specific impulse of only 304 seconds, short of the planned 309 to 310 seconds. The scientific instruments were proving too complex to build on time. The government pushed the launch to April 1958. Fearing the United States would reach orbit first, OKB-1 proposed a drastically simpler alternative: a satellite weighing just 100 kg, carrying nothing but a radio transmitter. On the 15th of February 1957, the Council of Ministers approved this stripped-down design under the designation Object PS, short for prosteishiy sputnik, meaning elementary satellite. Object D would eventually fly as Sputnik 3.

  • The R-7 rocket had originally been designed as an intercontinental ballistic missile, and the Central Committee of the Communist Party authorised its construction on the 20th of May 1954. It was the most powerful rocket in the world at the time, built with excess thrust because engineers were uncertain how heavy a hydrogen bomb payload might turn out to be. Adapting it for a satellite involved meaningful changes: engine upgrades, the removal of a 300 kg radio package from the booster, and a new payload fairing that made the vehicle almost four metres shorter than its ICBM form. The launch site was selected through a dedicated reconnaissance commission, which chose Tyuratam. That decision was approved on the 12th of February 1955, but construction would not be complete until 1958. Early R-7 test launches were difficult. The first attempt, on the 15th of May 1957, ended when a strap-on caught fire at liftoff; the vehicle crashed 400 km downrange. A second rocket suffered an assembly defect. A third was lost 33 seconds in when an electrical short sent it into an uncontrolled roll. The fourth attempt, on the 21st of August at 15:25 Moscow Time, succeeded. The rocket delivered its dummy warhead to the target altitude and velocity before the payload broke apart during atmospheric re-entry at 10 km altitude, having travelled 6,000 km. A fifth test also succeeded, but the dummy warhead was again destroyed on re-entry. Korolev argued, successfully, that the rocket was good enough for a satellite launch, and the State Commission gave approval to use the next vehicle for PS-1.

  • The chief constructor of Sputnik 1 at OKB-1 was Mikhail S. Khomyakov. The satellite was assembled from two aluminium-magnesium-titanium hemispheres, each 2 mm thick, joined by 36 bolts and sealed with O-rings. A 1 mm heat shield of the same alloy, designated AMG6T, covered the outer surface; it was polished to a high shine. The sphere measured 585 mm in diameter and had a mass of 83.6 kg. Four antenna whips extended outward, each consisting of two sections: one 2.4 m long and one 2.9 m long. They were designed by the Antenna Laboratory of OKB-1, led by Mikhail V. Krayushkin. Inside, the power supply weighed 51 kg and was shaped like an octagonal nut, with the radio transmitter sitting in its central hole. Three silver-zinc batteries, developed at the All-Union Research Institute of Power Sources under Nikolai S. Lidorenko, powered the system. Two batteries fed the transmitter and one regulated temperature. Engineers had designed them for two weeks of operation; they lasted 22 days. The one-watt radio unit, weighing 3.5 kg, was designed by Vyacheslav I. Lappo from NII-885 and broadcast on 20.005 and 40.002 MHz. Temperature and pressure conditions aboard were encoded in the rhythm of the pulses themselves: normal conditions produced 0.3-second beeps at near 3 Hz, with equal pauses filled by the second frequency. If the temperature climbed above 50 degrees Celsius or dropped below 0, or if interior pressure fell below 130 kPa (signalling a possible meteorite puncture), the pulse pattern would change. The satellite was pressurised with dry nitrogen to 1.3 atmospheres and filled with care. Tests were conducted at OKB-1 under the direction of Oleg G. Ivanovsky.

  • The modified R-7 carrying PS-1 arrived at the proving ground on the 22nd of September 1957. The launch vehicle, designated 8K71PS, weighed 272 tonnes at liftoff, was 29.167 metres tall with the satellite, and generated 3.90 MN of thrust. The intended orbit called for an apogee of 1,450 km, but things did not go perfectly. A fuel regulator failed around 16 seconds into the flight, causing excessive propellant consumption. Core stage cutoff was planned for T+296 seconds but occurred one second early due to overspeed in the empty fuel turbopump. At shutdown, the core stage and PS-1 together had reached an altitude of 223 km, a velocity of 7,780 m/s, and a velocity vector inclination of 0 degrees 24 minutes to the local horizon. The actual orbit came out as 223 by 950 km rather than the planned 223 by 1,450 km, with an inclination of 65.10 degrees and a period of 96.20 minutes. At 19.9 seconds after engine cutoff, PS-1 separated from the second stage and its transmitter switched on automatically. Junior Engineer-Lieutenant V.G. Borisov at the IP-1 station was the first to confirm the satellite's signals: two minutes of beeping before Sputnik passed below the horizon. The designers, engineers, and technicians who had built the rocket watched the launch from the range and then drove to a mobile radio station to listen for the return signal. They waited roughly 90 minutes to confirm that one full orbit had been completed before Korolev called Soviet premier Nikita Khrushchev. The Telegraph Agency of the Soviet Union transmitted its announcement on the first orbit. The R-7 core stage, 26 metres long and weighing 7.5 tonnes, had also reached orbit, where it would remain until the 2nd of December 1957.

  • President Eisenhower was not, privately, surprised. U-2 spy plane overflights had given him advance knowledge of Soviet progress, and signals intelligence confirmed the R-7's capabilities. General James M. Gavin had told the Army Scientific Advisory Panel on the 12th of September 1957, just three weeks before the launch, that a Soviet satellite could be expected within 30 days. On that same date of the 4th of October, Gavin and Wernher von Braun had agreed the launch was imminent. Eisenhower had also, in fact, hoped the Soviets would be first into orbit. He wanted to establish a legal precedent for the free overflight of satellites before the United States launched its own secret WS-117L reconnaissance satellites; the Sputnik launch helped settle the question of whether orbit constituted a violation of national airspace. The American public, however, had no access to any of this context. The White House's low-key response shocked citizens who had been told their country led the world in technology. The televised failure of the Vanguard Test Vehicle 3 on the 6th of December 1957 deepened that anxiety. A poll conducted by the University of Michigan found that 26% of Americans surveyed believed Soviet science and engineering had surpassed that of the United States. Congress responded with the National Defense Education Act of 1958, which provided low-interest college loans for students majoring in mathematics and science. The United States also created the Advanced Research Projects Agency in February 1958 and established NASA through the National Aeronautics and Space Act. The phrase "Sputnik craze" entered the language to describe the burst of public and government attention to space and science. Sputnik's shock even had a cultural ripple: the writer Herb Caen coined the word "beatnik" in the San Francisco Chronicle on the 2nd of April 1958, inspired by the satellite's linguistic suffix.

  • Tracking Sputnik 1 from the ground was not just a political exercise. Scientists were able to deduce the density of the upper atmosphere by measuring the drag it exerted on the satellite's orbit. The propagation patterns of its radio signals provided data on the ionosphere's electron density. These were real measurements, not symbolic ones, and they informed the design of every satellite that followed. The Lovell Telescope at the Jodrell Bank Observatory in Britain was the only radar telescope in the world capable of tracking the R-7 booster. Canada's Newbrook Observatory was the first facility in North America to photograph Sputnik 1. At Johns Hopkins University's Applied Physics Laboratory, two physicists named William Guier and George Weiffenbach began monitoring Sputnik's transmissions the day after launch. Within hours they recognised that the Doppler shift in the signal allowed them to pinpoint the satellite's position along its orbit. The director of the APL gave them access to a UNIVAC computer to handle the calculations. Early the following year, Frank McClure, the APL's deputy director, asked them to work the problem in reverse: if you know the satellite's position, can you locate the receiver? The answer was yes. The Navy needed exactly this capability for the submarine-launched Polaris missile program. That question became the TRANSIT system, the direct forerunner of the Global Positioning System.

  • Sputnik 1 completed 1,440 orbits of the Earth before burning up on re-entry on the 4th of January 1958, having travelled approximately 70,000,000 km. Nothing of the original satellite survived. What does survive is a set of physical objects that trace the chain of custody from the Soviet program outward. At least two backup units built during the original program exist: one near Moscow in the corporate museum of Energia, the modern descendant of Korolev's design bureau, and one at the Cosmosphere space museum in Hutchinson, Kansas. A unit at the Museum of Flight in Seattle lacks internal components but retains its casings, moulded fittings, and evidence of battery wear; it was auctioned in 2001 and purchased by an anonymous buyer who donated it to the museum. The Soviet Union gave a replica to the United Nations in 1959. Replicas also stand at the National Air and Space Museum in the United States, the Science Museum in the United Kingdom, the Powerhouse Museum in Australia, and outside the Russian embassy in Spain. Between 1997 and 1999, three one-third-scale replicas built by students were deployed from the Mir space station: Sputnik 40 in November 1997, Sputnik 41 a year later, and Sputnik 99 in February 1999. Harrison Storms, the North American designer who later led the effort to design the Apollo command and service module and the Saturn V second stage, said the launch of Sputnik moved him to think of space as America's next frontier. Astronauts Alan Shepard and Deke Slayton wrote that watching Sputnik pass overhead set the course of their careers.

Common questions

When was Sputnik 1 launched and who launched it?

Sputnik 1 was launched by the Soviet Union on the 4th of October 1957 at 19:28:34 UTC from Site No. 1 at the 5th Tyuratam range in Kazakh SSR, now known as the Baikonur Cosmodrome. It was carried into orbit by a modified R-7 rocket designated 8K71PS.

What did Sputnik 1 actually do in orbit?

Sputnik 1 broadcast radio pulses on 20.005 and 40.002 MHz for 22 days until its three silver-zinc batteries depleted on the 26th of October 1957. It completed 1,440 orbits of the Earth over three months, travelling approximately 70,000,000 km before burning up on the 4th of January 1958.

How big was Sputnik 1 and what was it made of?

Sputnik 1 was a polished aluminium-magnesium-titanium sphere 585 mm in diameter, with a mass of 83.6 kg. It had four antenna whips extending outward and was pressurised with dry nitrogen to 1.3 atmospheres.

What was the Sputnik crisis and how did it affect the United States?

The Sputnik crisis was the wave of public anxiety in the United States triggered by the unexpected Soviet launch. It led directly to the creation of the Advanced Research Projects Agency in February 1958, the establishment of NASA, and the 1958 National Defense Education Act, which funded low-interest college loans for students studying mathematics and science.

How did Sputnik 1 lead to the invention of GPS?

Physicists William Guier and George Weiffenbach at Johns Hopkins University's Applied Physics Laboratory discovered they could pinpoint Sputnik's orbital position by analysing the Doppler shift in its radio signals. Their deputy director Frank McClure then asked them to solve the inverse problem, leading to the TRANSIT satellite navigation system, the direct forerunner of the Global Positioning System.

Where can you see a surviving example of Sputnik 1 today?

At least two backup units from the original Soviet program survive: one in the corporate museum of Energia near Moscow and a flight-ready backup at the Cosmosphere space museum in Hutchinson, Kansas. Replicas are on display at the National Air and Space Museum in the United States, the Science Museum in the United Kingdom, the Powerhouse Museum in Australia, and outside the Russian embassy in Spain.

All sources

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