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— CH. 1 · INTRODUCTION —

Qin Shi Huang

11 min listen · Ch. 1 of 8
8 sections
  • Qin Shi Huang invented a word for himself. Where his predecessors had called themselves king, in 221 BC he reached for something larger and coined the title huangdi, emperor. He stitched it together from huang, drawn from the mythical Three Sovereigns, and di, drawn from the legendary Five Emperors. The title would outlast him by two millennia, used by monarchs across China and beyond. He chose to be called First Emperor, certain his successors would follow as Second, Third, and onward through the generations. The scheme collapsed after a single heir.

    He was born in February 259 BC in Handan, capital of the state of Zhao, and he died on the 12th of July 210 BC, far from home, during a tour of eastern China. Between those dates lies a question that has never stopped dividing historians. Was he the far-sighted unifier who forged one state from many, or the brutal tyrant who burned books and buried scholars alive? The records that answer differently were written by people with reasons to slander him. What did this man actually do, who tried to kill him, and why did a chancellor hide his corpse behind carts of rotten fish?

  • Sima Qian's Basic Annals introduces him plainly as "given the name Zheng and the surname Zhao." Yet modern Chinese sources usually call him Ying Zheng, treating Ying as the surname. The disagreement is not a mistake. Ancient Chinese nobility carried two distinct surnames. The ancestral name marked a large group descended from a prominent forebear, often traced to the legendary Three Sovereigns and Five Emperors. The clan name marked a smaller branch defined by its fief or recent title. Zhao was his clan name, taken from his father's lineage. Ying was the ancestral name of his house.

    The name Zheng itself came from his month of birth, Zhengyue, the first month of the Chinese lunar calendar. One account holds that he was born on the very first day of that month. After he became emperor, his personal name became taboo, along with a possible homophone. He seized the first-person pronoun zhen for his exclusive use, and in 212 BC began calling himself "The Immortal." Others addressed him as "Your Majesty" when speaking and "Your Highness" in writing. Because the title carried religious weight, sinologists starting with Peter Boodberg or Edward Schafer sometimes render it as "thearch," making him the First Thearch.

  • Prince Yiren fell in love at first sight with a dancing girl who belonged to Lu Buwei, a rich merchant from the state of Wey. At the time Yiren was living at the court of Zhao as a hostage, guaranteeing an armistice between Qin and Zhao. Lu consented to give the woman away, and she became known as Lady Zhao. Lu's machinations later helped Yiren become King Zhuangxiang of Qin in 250 BC.

    The Shiji then plants a poison. It claims the dancing girl was already pregnant by Lu Buwei when she was handed to the prince, and that the child arrived after an unusually long pregnancy. The implication is devastating. If true, the First Emperor was no son of a Qin prince but the illegitimate child of a merchant, the lowest social class in later Confucian eyes. The story spread and fed centuries of contempt. Modern scholars have pushed back hard. Sinologist Derk Bodde judged the pregnancy sentence an interpolation slipped into the Shiji by an unknown hand to slander him. John Knoblock and Jeffrey Riegel called the tale "patently false," written both to libel Lu and to cast aspersions on the emperor.

  • Lao Ai disguised himself as a eunuch by plucking out his beard. Lu Buwei, frightened that the maturing King Zheng would uncover his liaison with the queen dowager Lady Zhao, had installed Lao Ai as a replacement. Lao Ai and the queen got along so well they secretly produced two sons. Ennobled as a Marquis and showered with riches, he boasted at a dinner party of being the young king's stepfather. In 238 BC, while Zheng travelled to the old capital of Yong, Lao Ai seized the queen mother's seal and raised an army in revolt. The royal forces killed hundreds, yet he escaped. A bounty followed: one million copper coins for him alive, half a million dead. When caught, he was torn into five pieces by horse carriages.

    Jing Ke came carrying gifts in 227 BC, sent by Crown Prince Dan of Yan. He brought a map of Dukang and the severed head of Fan Wuji. His partner Qin Wuyang trembled with fear, and Jing explained the man had never set eyes on the Son of Heaven. When a dagger unrolled from the map, the king leapt up and fumbled for his sword, since no courtier was permitted to carry arms in his presence. Jing stabbed and missed, was slashed across the thigh, threw the dagger and missed again. A third attempt came from Gao Jianli, a friend of Jing Ke and a famous zhu player summoned to perform. The king, reluctant to kill so fine a musician, had his eyes put out instead. Gao swung his lead-weighted instrument at the king and missed. A former Han aristocrat named Zhang Liang tried a fourth time in 218 BC, hiring a strongman who hurled a metal cone weighing 120 jin at the imperial carriage. The emperor was riding in a second, identical carriage built to baffle attackers.

  • In 230 BC the state of Han, weakest of the Warring States, fell first. Qin armies then took Zhao's capital Handan in 228, captured Yan's capital Ji, the site of modern Beijing, in 226, and flooded Wei's capital before its surrender in 225. Chu, the largest rival, was overrun by 223, and in 221 the capture of King Jian of Qi ended the Warring States period without much resistance. To mark the moment, Qin Shi Huang ordered the Heshibi jade carved into the Heirloom Seal of the Realm, a physical token of the Mandate of Heaven that would pass from emperor to emperor until it was lost in the 10th century.

    With Li Si as his chancellor, the emperor dismantled the feudal system entirely. He organized the empire into 36 commanderies, later 40, then counties, townships, and hundred-family units. A person would no longer be known as a "Chu person" or by any former state. Appointments rested on merit rather than inheritance. The economy was standardized too: weights and measures fixed, wagon axles set to a uniform length, currencies replaced by the Ban Liang coin. Under Li Si the seal script of Qin became the official standard, simplified by stripping out variant forms, giving all of China one written language despite countless spoken dialects. His generals pushed the borders outward, routing the Xiongnu from the Ordos Plateau and annexing Yue lands in modern Guangdong and Vietnam.

  • Beginning in 213 BC, at Li Si's instigation, Qin Shi Huang ordered most existing books burned. Spared were works on astrology, agriculture, medicine, divination, and the history of the state of Qin. Owning the Classic of Poetry or the Book of Documents drew especially severe punishment. The aim was partly to stop scholars from measuring his reign against the past, and partly to erase obsolete scripts as the writing system was reformed. The emperor's own library kept copies of the banned works, most of which burned anyway when Xiang Yu torched the palaces of Xianyang in 206 BC.

    The Hundred Schools of Thought, including Confucianism, were eliminated, leaving Legalism as the dynasty's mandatory ideology. According to the later Shiji, some 460 scholars were buried alive the following year for possessing forbidden books, an act his eldest son Fusu criticized. Recent research suggests this "burying Confucian scholars alive" is a martyrs' legend. More likely the emperor executed a group of alchemists who had deceived him. In the Han dynasty that followed, Confucian scholars who had served Qin loyally used the incident to distance themselves from a failed regime. Kong Anguo, a descendant of Confucius writing around 165, recast the alchemists as Confucianists and wove the legend into his tale of finding lost Confucian books behind a demolished wall in his ancestral home.

  • Twelve Metal Colossi rose to adorn the emperor's palace, cast from the bronze weapons confiscated from the conquered states. Each was said to stand 5 zhang tall, about 11.5 meters, and to weigh around 1000 dan, roughly 70 tons. Sima Qian ranked the casting among the great achievements of the reign, alongside the unification of law, weights, measures, axle width, and writing. The statues were moved from palace to palace for some 600 years before their destruction in the 4th century AD, and no illustration survives. To defend the northern frontier, the emperor ordered new walls connecting existing fortifications, a precursor to the Great Wall of China, built by hundreds of thousands of workers under a "build and move on" principle. In 214 BC he began the Lingqu Canal, 34 kilometres long, linking the Xiang River and the Lijiang to ease water transport between north and south.

    As he aged, Qin Shi Huang chased the elixir of life and fell prey to fraud after fraud. He visited Zhifu Island three times. He sent a Zhifu islander named Xu Fu with ships and hundreds of young men and women to find the mystical Mount Penglai and the thousand-year-old magician Anqi Sheng. The expedition never returned, and legends claim it reached and colonized Japan. He built tunnels and passageways linking his more than 200 palaces, believing that travelling unseen would shield him from evil spirits. He also followed the theory of the five elements. The fallen Zhou had ruled by fire and the color red, so Qin would rule by water and the color black, which became the favored color of its garments, flags, and pennants.

  • On the 29th of March 1974, farmers digging wells uncovered the Terracotta Army. Around 6,000 statues have been excavated, each shaped from mix-and-match clay molds then individualized by hand, with Han Purple applied to some. They stood guard with chariots and 40,000 real bronze weapons, meant to protect the emperor in the afterlife from evil spirits. Sima Qian, writing a century later, never mentioned these soldiers, though he described a mausoleum of staggering scale built at the foot of Mount Li, 30 kilometers from Xi'an. His account speaks of palaces and towers, 100 rivers made with mercury, and crossbows rigged to kill intruders. Modern probes found mercury concentrations roughly 100 times the natural level, lending the legend credit. Most of the workmen who built the tomb were killed to keep its secrets.

    Death came during his fifth tour, at the palace in Shaqiu prefecture, about two months' travel from Xianyang, when he was 49. One hypothesis blames an elixir laced with mercury. Chancellor Li Si, fearing an uprising, hid the death, lining carts of rotten fish around the wagon to mask the smell of decay while attendants changed the emperor's clothes and pretended to carry his messages. Li Si and the eunuch Zhao Gao then forged a letter ordering the heir Fusu and General Meng Tian to kill themselves, installing the younger son Hu Hai as the Second Emperor. The verdict on the man has swung ever since. The Han poet Jia Yi blamed Qin's collapse on a ruler who "lacked humaneness and rightness." Yet the sinologist Michael Loewe noted that few would contest that his reign shaped all of China's later history, opening an epoch that closed only in 1911.

Common questions

Who was Qin Shi Huang and what did he do?

Qin Shi Huang was the founder of the Qin dynasty and the first emperor of China. By 221 BC he had conquered all the other warring states and unified China, then invented the title huangdi, emperor, which monarchs would use for the next two millennia.

When was Qin Shi Huang born and when did he die?

Qin Shi Huang was born in February 259 BC in Handan, the capital of Zhao, and died on the 12th of July 210 BC at the age of 49. He died at the palace in Shaqiu prefecture during his fifth tour of eastern China.

Why did Qin Shi Huang burn books and bury scholars?

Beginning in 213 BC, at Li Si's instigation, Qin Shi Huang ordered most books burned to stop scholars comparing his reign with the past, sparing works on astrology, agriculture, medicine, divination, and Qin history. The later Shiji says some 460 scholars were buried alive, though recent research suggests the victims were more likely alchemists who had deceived him.

What is the Terracotta Army of Qin Shi Huang?

The Terracotta Army is a force of around 6,000 life-sized clay statues built to guard Qin Shi Huang in the afterlife from evil spirits. It was discovered by farmers digging wells on the 29th of March 1974, and includes chariots and 40,000 real bronze weapons.

How many times was Qin Shi Huang nearly assassinated?

Qin Shi Huang survived multiple assassination attempts. Jing Ke struck in 227 BC with a dagger hidden in a map, the blind musician Gao Jianli swung a lead-weighted instrument, and in 218 BC a strongman hired by Zhang Liang hurled a 120 jin metal cone at the wrong carriage.

What did Qin Shi Huang build during his reign?

Qin Shi Huang ordered new walls connecting northern fortifications as a precursor to the Great Wall of China, the 34 kilometre Lingqu Canal begun in 214 BC, and a vast mausoleum at the foot of Mount Li. He also cast Twelve Metal Colossi from confiscated bronze weapons, each said to stand about 11.5 meters tall.

Why is Qin Shi Huang's reputation so disputed?

Qin Shi Huang was long portrayed as a brutal Legalist tyrant, a view shaped largely by scathing Han dynasty assessments such as Jia Yi's essay blaming a ruler who lacked humaneness and rightness. Since the mid-20th century scholars have questioned this, and sinologist Michael Loewe noted his reign shaped all of China's later history through to 1911.

All sources

49 references cited across the entry

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  2. 14BookThe Annals of Lü BuweiStanford University Press — 2001
  3. 15BookQin Shi Huangdi: First Emperor of ChinaPeggy Pancella — Heinemann-Raintree Library — 2003
  4. 17BookThe Songs and Ballads of Li He ChangJean Elizabeth Ward — Lulu.com — 2008
  5. 18BookThe Wu Liang Shrine: The Ideology of Early Chinese Pictorial ArtHung Wu — Stanford University Press — 1989
  6. 19Nation, State, and Imperialism in Early China ca. 1600 BC–8 ADChun-shu Chang — University of Michigan Press — 2007
  7. 20JournalThe First Emperor and sculpture in ChinaLukas Nickel — October 2013
  8. 21BookChinese Culture and the Chinese MilitaryHaizong Lei — Cambridge University Press — 2020
  9. 22BookChinese SculptureAngela Falco Howard et al. — Yale University Press — 2006
  10. 24BookFigurines: Figuration and the Sense of ScaleJaś Elsner — Oxford University Press — 2020
  11. 26BookCommunication and Cooperation in Early Imperial China: Publicizing the Qin DynastyCharles Sanft — State University of New York Press — 2014
  12. 27BookThe Great Wall of ChinaLouise Chipley Slavicek et al. — Infobase — 2005
  13. 31JournalChina's Flat Earth: History and 8 August 2008Geremie R. Barme — 2009
  14. 32BookThe History of ChinaDavid Curtis Wright — Greenwood — 2001
  15. 35East Asian Civilizations. New Attempts at Understanding Traditions vol. 2Ulrich Neininger — 1983
  16. 37BookSources of Chinese Tradition: Volume 1, From Earliest Times to 1600Columbia University Press — 2000
  17. 38BookThe Private Life of Chairman MaoLi Zhisui — Chatto & Windus — 1995