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— CH. 1 · INTRODUCTION —

Mixed government

~5 min read · Ch. 1 of 7
7 sections
  • Mixed government is one of the oldest political ideas in the Western tradition, a theory holding that the most stable societies are those that borrow from democracy, aristocracy, and monarchy all at once. At the heart of it lies a simple but powerful observation: every pure form of government tends to rot. Aristotle named the process. He called it anacyclosis, or kyklos, a cycling between healthy and corrupt regimes so abrupt and chaotic that no state could escape it alone. The question that drove political theorists from ancient Athens through the European Enlightenment was whether a government built from all three elements could escape that fate. The answers they gave shaped the Roman Republic, the English constitutional settlement, and eventually the founding documents of the United States.

  • Plato, in The Republic, sorted governments into five basic types. He found flaws with all existing forms and concluded that aristocracy, which emphasizes virtue and wisdom, was the purest option available. His student Aristotle largely agreed but pushed the analysis further. In his Politics, Aristotle reduced the live options to three, setting aside Plato's timocracy and examining each remaining type in close detail. He saw constitutional government, a combination of oligarchy and democracy held together by law, as the closest thing to an ideal. But he was not optimistic. None of the three pure forms, he observed, was genuinely healthy, and left to themselves they would keep cycling through their respective degenerations: monarchy into tyranny, aristocracy into oligarchy, democracy into anarchy. Polybius drew on this framework when he surveyed the states around him and concluded that most governments are composed of more than one of those basic principles. That composite arrangement, he argued, was not a compromise or a muddle. It was the mechanism that kept a state from collapsing.

  • Polybius pointed to the Roman Republic as the clearest demonstration that mixed government could work in practice. The consuls embodied monarchy. The Senate embodied aristocracy. The popular assemblies and their elections embodied democracy. Each institution complemented the others, and each checked the others. Polybius believed this interlocking arrangement was the source of Roman stability and success. His ideas reached an enormous readership through Cicero, who embraced them and transmitted them to later centuries. Cicero's prestige during the Renaissance was exceptional, and through him Polybius was rediscovered by a new generation of political thinkers who were looking for a principled alternative to both absolute monarchy and mob rule.

  • St. Thomas Aquinas carried the theory into Christian political thought. In his letter On Kingship, Aquinas argued that monarchy, checked by aristocratic and democratic elements, was the best and most just arrangement available. He placed a particular emphasis on the monarch's obligation to observe divine and natural law and to respect limitations imposed by custom. During the Renaissance, the positive view of mixed government became central to the developing notion of republicanism. John Calvin gave it a specifically Protestant cast. He praised democracy as an invaluable gift when God allows a people to elect its own leaders, and he went further by arguing that power should be distributed across several institutions rather than concentrated in any single one. Machiavelli, Giambattista Vico, and Tomas Fernandez de Medrano each examined the theory, as did Immanuel Kant and Thomas Hobbes. By the Enlightenment, mixed government had become one of the most widely discussed ideas in political philosophy, even as Montesquieu gained particular fame for his treatment of the distribution of powers, a concept closely related to but not identical with the classical mixed constitution.

  • The British constitution during the Victorian era offered a textbook illustration of the mixed model in action. Parliament brought together the Sovereign as the monarchical element, the House of Lords as the aristocratic, and the House of Commons as the democratic. That arrangement had its roots in two closely linked developments in seventeenth-century England. The first was a sequence of political upheavals: the Civil War, the exclusion crisis of 1679-1681, and the Glorious Revolution of 1688. The second was an intense public debate about what a stable and liberal government would look like. John Milton, John Locke, Algernon Sidney, and James Harrington were among its main participants, and their thinking fed into what became known as radical Whig ideology. That ideology identified two specific threats to political freedom: a general decay of the people that would invite despotic rule, and the encroachment of executive authority on the legislature. In the eighteenth century, Whig writers including John Trenchard, Thomas Gordon, and Benjamin Hoadly continued to praise the mixed constitution and attribute English liberty to it. They argued that government was formed by contract and that sovereignty resided in the people, positions that crossed the Atlantic.

  • James Madison, regarded as the father of the American constitution, stated directly in Federalist Paper No. 40 that the Constitutional Convention of 1787 had created a mixed constitution. In Federalist Paper No. 63, he cited Polybius by name. But the scholar Heinrich August Winkler and others have argued that the deeper influence was not any single ancient source. The American revolutionaries, according to this view, drew most of their ideas from the tradition of the eighteenth-century commonwealthmen, the radical Whig ideology that had taken root in a Protestant culture with Puritan roots. That culture had always worried about moral decay as a threat to free government. One school of scholarship holds that the United States today still operates as a mixed constitution: the President as the monarchical element, the Senate as rule by the few, and the House of Representatives as rule by the many. A second school adds the Supreme Court to this picture, seeing it as filling the role of the Aristotelian best, offsetting the direct election of senators that began in 1912 and preserving the separation of authority into the twenty-first century.

  • Scholars who study the European Union have applied the same framework to a very different kind of political entity. In this reading, the Commission President plays the monarchical role, the Commission as a body represents the aristocratic dimension, and the European Parliament represents the democratic one. Whether or not that mapping captures everything distinctive about the EU, the fact that it is seriously advanced by political scientists suggests the staying power of a concept first articulated in ancient Greece. Mixed government remains a live theory, not just a historical curiosity, and its core vocabulary, checks and balances, separation of powers, the dangers of unchecked executive authority, runs through constitutional design debates wherever new governments are being built.

Common questions

What is mixed government in political theory?

Mixed government, also called mixed constitution, is a form of government that combines elements of monarchy, aristocracy, and democracy. The theory holds that blending all three prevents each form's characteristic degeneration: tyranny, oligarchy, and anarchy respectively.

Who first developed the theory of mixed government?

The foundations were laid by Plato and Aristotle in ancient Greece. Aristotle named the cycle of governmental decay anacyclosis and argued in his Politics that a constitutional government mixing oligarchy and democracy under law was the closest to an ideal. Polybius later extended the theory and applied it to the Roman Republic.

How did the Roman Republic exemplify mixed government?

Polybius identified the Roman Republic as the clearest example of mixed government in practice. He saw the consuls as the monarchical element, the Senate as the aristocratic element, and the popular assemblies and elections as the democratic element, with each institution checking and complementing the others.

Did mixed government influence the United States Constitution?

James Madison stated in Federalist Paper No. 40 that the Constitutional Convention of 1787 created a mixed constitution, and he cited Polybius in Federalist Paper No. 63. Scholars such as Heinrich August Winkler have also argued that the system of checks and balances was based in part on the ancient theory.

What role did John Calvin play in the history of mixed government theory?

John Calvin advocated a mixture of aristocracy and democracy as the best form of government, praising democratic participation as an invaluable gift when God allows a people to elect its own leaders. He also favored distributing power across several political institutions as a safeguard for ordinary people's rights and liberties.

How is the European Union described in terms of mixed government?

Some scholars describe the European Union as a mixed constitution in which the Commission President represents rule by one, the Commission represents the aristocratic dimension, and the European Parliament represents the democratic dimension.