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— CH. 1 · INTRODUCTION —

Michael Rostovtzeff

~6 min read · Ch. 1 of 6
6 sections
  • Michael Rostovtzeff arrived in the United States in 1920, a refugee from a revolution he would spend the rest of his life trying to understand. He had fled Russia after the Bolsheviks took power, passing through Sweden and England before settling in America. The route he traveled was not just a geographical escape. It became the intellectual engine of his most consequential work.

    Rostovtzeff was a historian of ancient Rome and Greece, eventually teaching at Yale University and presiding over the American Historical Association in 1935. His colleagues described him as proud, slightly overpowering, and not someone who fit in easily. Glen Bowersock, a scholar who knew his legacy well, called him "the last of the nineteenth-century ancient historians."

    What drove Rostovtzeff was a peculiar and almost dangerous idea: that the past he studied and the present he had survived were mirrors of each other. The Roman Empire had fallen. He had watched one empire collapse with his own eyes. The question that haunted him was whether the two collapses shared the same cause.

  • Rostovtzeff was the son of a Latin teacher, a detail that explains more than it might first appear. Latin was not just a school subject in his household. It was the thread connecting daily life to the ancient world his father spent his career translating.

    At the universities of Kiev and St. Petersburg, he built the foundation of a career that would cross two centuries and two continents. By 1898 he had joined the University of St. Petersburg as an assistant professor of Latin, rising to a full professorship he held until 1918. Bowersock later observed that Rostovtzeff's intellectual views had been largely formed by the age of thirty, with later work developing mainly in the quality of execution rather than in the direction of his thinking.

    During those St. Petersburg years, Rostovtzeff focused on South Russia and Ukraine, becoming one of the foremost authorities on the ancient history of that region. He studied the interaction between Iranian and Greek cultures on the steppe, a subject that would produce two landmark books after he left Russia for good. The deep familiarity with that terrain between the Black Sea and the Caspian gave his later archaeological arguments a regional specificity few of his Western contemporaries could match.

  • The Russian Revolution of 1918 ended Rostovtzeff's tenure in St. Petersburg with abrupt finality. He departed Russia, moving first to Sweden, then to England, and finally to the United States in 1920. The upheaval left visible marks on everything he wrote afterward.

    In America, he accepted a chair at the University of Wisconsin-Madison, then moved to Yale in 1925, where he remained until his retirement in 1944. At Yale he took on a role that went well beyond teaching: he oversaw all of the university's archaeological activities, with particular responsibility for the excavations at Dura-Europos, a ruined city on the Euphrates in what is now Syria.

    The work at Dura-Europos gave Rostovtzeff a direct connection to physical evidence that most ancient historians lacked. He is also believed to have coined the term "caravan city," a phrase that captured the commercial and cultural crossroads nature of desert trading settlements. His book Caravan Cities, first published in book form in Paris in 1931 and then by Oxford's Clarendon Press in 1932, drew on that concept directly. The excavation findings at Yale received their fullest treatment in Dura-Europos and Its Art in 1938.

  • The Social and Economic History of the Roman Empire appeared in 1926, the year after Rostovtzeff moved to Yale, and it became both his most celebrated and most disputed work. In it, he argued that the Roman Empire collapsed in the third century A.D. because of an alliance between the rural proletariat and the military against the urban middle class.

    The thesis was immediately legible as a product of personal experience. His contemporaries understood at once that a man who had just fled a revolution in which peasants and soldiers overturned an urban order was reading that pattern back into ancient Rome. Bowersock described the book as "the marriage of pre-1918 scholarly training and taste with post-1918 personal experience and reflection." The academic community rejected the theory fairly quickly on those grounds.

    What kept the book in the conversation despite that rejection was the scholarship inside it. Rostovtzeff was one of the first historians to combine literary sources with archaeological evidence in a systematic way, and the range of material he marshaled impressed even skeptical colleagues. He freely borrowed the vocabulary of Marxist economics, using words like proletariat, bourgeoisie, and capitalism to describe ancient Roman society. He was not himself a Marxist, but importing those terms into a description of the ancient world drew criticism from scholars who felt the concepts did not translate. The book went through a revised German edition in 1931 and a further revised Italian edition in 1933, with a second English edition revised by P.M. Fraser appearing in 1957, five years after Rostovtzeff's death.

  • Iranians and Greeks in South Russia, published by Oxford's Clarendon Press in 1922, was the first major summation of the research Rostovtzeff had accumulated during his St. Petersburg years. It examined the layered cultural exchanges between Iranian nomadic peoples and Greek colonists along the northern Black Sea coast.

    Skythien und der Bosporus followed in 1925, extending that analysis further into Scythian material culture and the archaeology of the Bosphorus region. Together the two books established Rostovtzeff as the leading Western scholar on the ancient steppe world, a subject that remained obscure to most European classicists who concentrated on the Mediterranean core of Greek and Roman civilization.

    This regional expertise also shaped his broader historical sensibility. Having spent years studying a frontier zone where cultures collided and traded, he was temperamentally drawn to the economic and commercial dimensions of ancient life rather than to political or military narrative. That orientation ran directly into The Social and Economic History of the Roman Empire and its successor, The Social and Economic History of the Hellenistic World, published by Oxford's Clarendon Press in 1941.

  • Rostovtzeff's personality was not easy to separate from his scholarship. Colleagues remembered him as proud and slightly overpowering, qualities that appear to have served him in the organizational demands of running Yale's archaeological program but that complicated his relationships with peers.

    In later life he suffered from depression, a fact recorded with unusual directness in accounts of his final years. He retired from Yale in 1944 and died on the 20th of October 1952. The depression may have deepened the isolation that his temperament had already created. He was a member of the Russian Academy of Science, the American Academy of Arts and Sciences, and the American Philosophical Society, honors that mapped the full arc of his career from St. Petersburg to New Haven.

    Bowersock's characterization of him as "the last of the nineteenth-century ancient historians" pointed to something real about the way Rostovtzeff worked. His formation happened before the disciplinary boundaries between classics, archaeology, and economic history had hardened. He moved between those fields without the institutional anxiety that later scholars sometimes felt about straying from their home discipline. That freedom, combined with the particular weight of what he had lived through, produced a body of work that his contemporaries simultaneously admired and found impossible to fully accept.

Common questions

Who was Michael Rostovtzeff and why is he significant?

Michael Rostovtzeff was a Russian historian who lived from 1870 to 1952 and produced major works on ancient Roman and Greek history. He served as president of the American Historical Association in 1935 and was one of the first scholars to systematically combine archaeological evidence with literary sources. He is best known for The Social and Economic History of the Roman Empire, published in 1926.

What was Rostovtzeff's theory about the fall of the Roman Empire?

Rostovtzeff argued that the Roman Empire collapsed in the third century A.D. because of an alliance between the rural proletariat and the military against the urban middle class. The theory was shaped by his own experience fleeing the Russian Revolution. The academic community largely rejected it as a projection of his personal experience onto ancient history, though the scholarship inside the book impressed contemporaries.

Where did Rostovtzeff teach during his career?

Rostovtzeff taught at the University of St. Petersburg from 1898 to 1918. After emigrating to the United States in 1920, he accepted a chair at the University of Wisconsin-Madison before moving to Yale University in 1925, where he taught until his retirement in 1944.

What archaeological site did Rostovtzeff oversee excavations at?

Rostovtzeff oversaw the excavations at Dura-Europos, a ruined city on the Euphrates, as part of his role directing all of Yale University's archaeological activities. His findings there were published in Dura-Europos and Its Art in 1938.

What did Rostovtzeff write about South Russia and the ancient steppe?

Rostovtzeff wrote Iranians and Greeks in South Russia, published by Oxford's Clarendon Press in 1922, which examined cultural exchanges between Iranian nomadic peoples and Greek colonists along the northern Black Sea coast. He followed that with Skythien und der Bosporus in 1925, extending his analysis into Scythian material culture.

What term is Rostovtzeff believed to have coined?

Rostovtzeff is believed to have coined the term "caravan city," referring to desert trading settlements that served as commercial and cultural crossroads. He developed the concept in his book Caravan Cities, first published in book form in Paris in 1931 and then by Oxford's Clarendon Press in 1932.