Skip to content
— CH. 1 · INTRODUCTION —

Cosmic inflation

13 min listen · Ch. 1 of 7
7 sections
  • Cosmic inflation is the idea that the universe, in its very first fractions of a second, expanded at a rate so extreme that distances between points doubled every ten to the negative thirty-seven seconds. Not slowly, not gradually. In an interval shorter than any clock could ever measure, a region smaller than an atom ballooned to roughly the size of a grapefruit. The theory was first proposed by particle physicist Alan Guth in 1979, while he was investigating a seemingly unrelated puzzle: why has no one ever found a magnetic monopole? The answer he found pointed to something far larger than magnets. It pointed to the shape, temperature, and structure of everything that exists. The questions this documentary will explore are: why did physicists think the Big Bang alone was not enough to explain the universe we see? Who built this theory, and what price did it pay to work? And what happens to a model of the cosmos when it predicts something that might inflate forever?

  • In the early 1970s, Yakov Zeldovich noticed that the Big Bang model carried within it two deep embarrassments. The first is called the flatness problem. Observations show the universe is flat to within a few percent, meaning its total energy density sits almost exactly at a critical value. In the equations governing cosmic expansion, any deviation from that critical density would grow larger over time, not smaller. Working backwards, the early universe must have matched the critical density to within one part in ten to the sixty-second power. No known physical process demanded that precision. It simply had to be assumed. The second embarrassment is the horizon problem. When scientists map the faint afterglow of the Big Bang, the cosmic microwave background, they find it almost perfectly uniform in every direction. Yet in a standard Big Bang without inflation, regions on opposite sides of the observable universe could never have exchanged heat or information. They were too far apart, moving away from each other faster than light could travel between them. They should look different. They do not. A third problem motivated Guth directly. Grand Unified Theories of particle physics predict that the early universe should have produced vast numbers of magnetic monopoles, a kind of stable, heavy magnetic charge. Not a single one has ever been found. Martin Rees captured the awkwardness of relying on this last problem when he wrote that skeptics might not be impressed by a theoretical argument to explain the absence of particles that are themselves only hypothetical.

  • Alexei Starobinsky at the Landau Institute for Theoretical Physics was thinking about quantum corrections to general relativity when he found that those corrections, applied to the early universe, would generate an effective cosmological constant. That constant would drive an exponential expansion, an inflationary de Sitter phase, and it made specific, calculable predictions about corrections to the microwave background. His work preceded Guth's proposal but came from a different direction: modified gravity rather than particle physics. Guth's 1979 insight was that a positive-energy false vacuum would, according to general relativity, produce exponential expansion of space. He recognized this could explain why magnetic monopoles are absent: they would be separated from one another as the universe expanded around them, lowering their density by many orders of magnitude. In January 1981, Guth formally proposed the model and coined the word "inflation". Around the same time, Demosthenes Kazanas suggested that exponential expansion could eliminate the particle horizon, and Katsuhiko Sato suggested it could eliminate domain walls. Guth's original version had a serious flaw. The model required the early universe to tunnel out of a false vacuum through the formation of bubbles of true vacuum. Those bubbles expanded at the speed of light, but if inflation lasted long enough to solve the initial conditions problems, bubble collisions became exceedingly rare. In any single causal patch, likely only one bubble would form. The energy stored in inflation would never efficiently convert back into matter and radiation. The model did not reheat properly. This problem was solved by Andrei Linde, and independently by Andreas Albrecht and Paul Steinhardt, in a model called new inflation or slow-roll inflation. Instead of tunneling, the inflaton field rolled slowly down a potential energy hill. When the field rolled slowly compared to the expansion of the universe, inflation occurred. When the hill steepened, inflation ended and reheating could begin. Linde later proposed a further refinement called chaotic inflation, arguing that inflation would occur generically in any universe beginning in a chaotic, high-energy state with a scalar field of unbounded potential energy.

  • Once slow-roll inflation was established, physicists found that it did not produce a perfectly uniform universe. Tiny quantum fluctuations in the inflaton field were stretched to cosmic scales during the inflationary epoch, and those microscopic variations became the seeds of every galaxy, every cluster of galaxies, every large-scale filament visible in the universe today. These fluctuations were first calculated by Viatcheslav Mukhanov and G. V. Chibisov in the context of Starobinsky's model. A parallel calculation occurred at the three-week 1982 Nuffield Workshop on the Very Early Universe at Cambridge University. Four independent groups worked out the fluctuations over the course of that workshop: Stephen Hawking; Starobinsky; Alan Guth and So-Young Pi; and James Bardeen, Paul Steinhardt and Michael Turner. The specific form of the spectrum inflation predicts is called a nearly-scale-invariant Gaussian random field. It has only two free parameters: the amplitude of the perturbations and the spectral index, which measures the slight deviation from perfect scale invariance. Inflation predicts the spectral index, called n, lies between 0.92 and 0.98. Data from the Planck spacecraft place it at 0.968 plus or minus 0.006. That match is not a coincidence. The Planck results also confirmed that the perturbations are adiabatic, as inflation requires, and that the universe is flat to within a percent, homogeneous and isotropic to one part in 100,000. Temperature anisotropies observed by the COBE satellite in 1992 had already shown the nearly scale-invariant spectrum predicted by the inflationary paradigm.

  • Paul Steinhardt introduced the first example of eternal inflation in 1983. He showed that inflation could proceed forever in at least some regions of the universe by producing bubbles of non-inflating space, each filled with hot matter and radiation, surrounded by empty space that continues to inflate. The bubbles could not grow fast enough to keep up with the surrounding inflation. Later that same year, Alexander Vilenkin showed that eternal inflation is generic to many inflationary models. The mechanism is straightforward in principle. Quantum fluctuations can push the inflaton field upward in potential energy in some regions. Those regions expand faster than regions where the field is rolling downward. The volume of inflating space grows without bound. This leads to a picture in which the universe, at the largest scales, is an infinite, never-ending patchwork of inflating and non-inflating regions. Different regions may settle into different vacuum states with different laws of physics, producing what is often called a multiverse. Steinhardt, one of the architects of slow-roll inflation, later became one of the model's most vocal critics for exactly this reason. Together with Anna Ijjas and Abraham Loeb, he argued that the inflationary paradigm is in trouble in view of data from the Planck satellite. He pointed out that bad inflation, meaning a period of accelerated expansion whose outcome conflicts with observations, is more likely than good inflation, and that no inflation at all is more likely than either. Guth, David Kaiser, Yasunori Nomura, and Linde offered counter-arguments, asserting that cosmic inflation is on a stronger footing than ever before.

  • Roger Penrose has argued from 1986 onward that inflation does not actually solve the initial conditions problem. It displaces it. Inflation requires extremely specific initial conditions of its own. Penrose calculated that among all possible configurations of the inflaton and gravitational fields, obtaining a flat universe without inflation is more likely than obtaining one with inflation by a factor of ten to the googol power. At a conference in 2015, Penrose said that inflation is not falsifiable, and that it is falsified. In 1999, John Earman and Jesús Mosterín published a critical review of inflationary cosmology concluding that there are not yet good grounds for admitting any of the models of inflation into the standard core of cosmology. A recurring concern is that the inflaton field does not correspond to any known physical field, and that its potential energy curve can be shaped to accommodate almost any observational data. The fine-tuning problems within inflation itself are substantial. In slow-roll models, the inflaton potential must be exceptionally flat compared to the vacuum energy, and the inflaton particles must have very small mass. These conditions require explanation, not just assumption. A separate difficulty called the trans-Planckian problem arises because some of the quantum fluctuations that seeded cosmic structure were smaller than the Planck length before inflation stretched them. At that scale, the known equations of quantum field theory break down, and corrections from an unknown quantum theory of gravity should in principle apply. Disagreement remains about whether those corrections would be detectable or negligible. Don Page argued that the thermodynamic arrow of time requires low-entropy initial conditions, and that the reheating at the end of inflation increases entropy, making the initial state of the universe necessarily more ordered than in Big Bang models without inflation. The controversy over the BICEP2 announcement in March 2014 illustrated the difficulty of observational tests. The BICEP2 team announced detection of B-mode polarization in the cosmic microwave background, which would constitute evidence for gravitational waves produced during inflation. By the 30th of January 2015, confidence in the finding had been significantly reduced. By 2018, additional data suggested with 95% confidence that the tensor-to-scalar ratio is 0.06 or lower, consistent with both the null hypothesis and many remaining inflation models.

  • Starobinsky, Guth, and Linde won the 2014 Kavli Prize for pioneering the theory of cosmic inflation. In 2002, Guth of M.I.T., Linde of Stanford, and Steinhardt of Princeton shared the Dirac Prize for development of the concept of inflation in cosmology. In 2012, Guth and Linde received the Breakthrough Prize in Fundamental Physics for their invention and development of inflationary cosmology. The particle physics identity of the inflaton remains unknown. Guth's early proposal suggested it might be the Higgs field, the field responsible for the mass of elementary particles, but current thinking holds that the Higgs field faces tension with electroweak-scale data that makes this identification problematic. Several alternative frameworks exist. The ekpyrotic and cyclic models propose that the horizon problem was solved by an expanding epoch well before the Big Bang, with the observed density perturbations generated during a contracting phase ending in a Big Crunch. String gas cosmology, proposed by Robert Brandenberger and Cumrun Vafa, models the early universe as a hot gas of strings and uses a mechanism called the Brandenberger-Vafa mechanism to explain why three spatial dimensions expanded while others remained compactified. Loop quantum cosmology offers another route, proposing that if energy density exceeds what a quantized spacetime can hold, it bounces rather than collapses. The history of what happened between the end of inflation and roughly one second after the Big Bang, a period dominated by the reheating process, remains largely unknown. Upcoming measurements of 21-centimeter radiation, emitted and absorbed by neutral hydrogen before the first stars formed, may eventually map the primordial power spectrum with greater precision than current microwave background surveys, though whether interference from terrestrial and galactic radio sources will permit those measurements is still an open question.

Continue Browsing

Common questions

What is cosmic inflation and why was it proposed?

Cosmic inflation is the theory that the very early universe underwent exponential expansion, with distances between points doubling every 10 to the negative 37 seconds. Alan Guth first proposed it in 1979 while investigating why magnetic monopoles have never been observed. It was developed to resolve the flatness problem, the horizon problem, and the magnetic monopole problem that standard Big Bang cosmology could not explain.

Who developed the theory of cosmic inflation?

The theory was developed through contributions from several physicists. Alexei Starobinsky at the Landau Institute for Theoretical Physics, Alan Guth at Cornell University, and Andrei Linde at Lebedev Physical Institute made the most notable early contributions. Guth coined the term "inflation" in January 1981. Starobinsky, Guth, and Linde won the 2014 Kavli Prize for pioneering the theory.

What observational evidence supports cosmic inflation?

The COBE satellite in 1992 observed temperature anisotropies in the cosmic microwave background with a nearly scale-invariant spectrum, as inflation predicts. Data from the Planck spacecraft confirmed that the universe is flat to within a percent, homogeneous and isotropic to one part in 100,000, and that the spectral index n is 0.968 plus or minus 0.006, within the range of 0.92 to 0.98 that simple inflation models predict.

What is the problem with eternal inflation and the multiverse?

In many inflation models, quantum fluctuations can push the inflaton field upward in energy in some regions, causing those regions to inflate faster than they can stop. This means inflation never fully ends across the universe, producing a patchwork of infinitely many non-inflating regions, often called a multiverse. Paul Steinhardt, who introduced the first eternal inflation model in 1983, later became a critic of the inflationary paradigm partly because the multiverse prediction is considered untestable.

What did Roger Penrose say against the theory of cosmic inflation?

Roger Penrose argued from 1986 onward that inflation does not solve the initial conditions problem but simply displaces it. He calculated that obtaining a flat universe without inflation is more likely than obtaining one with inflation by a factor of ten to the googol power. At a 2015 conference he stated that inflation is not falsifiable and that it is falsified.

What is the inflaton field in cosmic inflation?

The inflaton is the hypothetical scalar field whose energy is thought to have driven the exponential expansion of the early universe. Its identity remains unknown. Alan Guth's early proposal that it might be the Higgs field is now considered problematic due to tension with electroweak-scale data. The potential energy curve of the inflaton can be shaped to fit a wide range of observations, which critics argue makes the theory difficult to falsify.

All sources

132 references cited across the entry

  1. 2Introductory review of cosmic inflationTsujikawa, Shinji — 28 April 2003
  2. 6BookIntroduction to CosmologyBarbara Ryden — Cambridge University Press — 2016-11-17
  3. 7JournalThe Road to Precision CosmologyMichael S. Turner — 2022-09-26
  4. 8Peebles (1993)Peebles — 1993
  5. 9BookBeyond Einstein: Perspectives on Geometry, Gravitation, and Cosmology in the Twentieth CenturyChris Smeenk — Springer — 2018
  6. 10JournalMagnetic monopoles in unified gauge theoriesGerard 't Hooft — 1974
  7. 11JournalParticle spectrum in quantum field theoryAlexander M. Polyakov — 1974
  8. 13JournalAre grand unified theories compatible with standard cosmology?Martin B. Einhorn et al. — 1980
  9. 14JournalOn the concentration of relic monopoles in the universeYa. Zel'dovich et al. — 1978
  10. 16JournalReview of Particle PhysicsW.-M. Yao — 2006
  11. 17BookIntroduction to cosmologyBarbara Sue Ryden — Addison-Wesley — 2003
  12. 18BookBefore the BeginningMartin Rees — Basic Books — 1998
  13. 20BookAncient Light: Our Changing View of the UniverseAlan P. Lightman — Harvard University Press — 1 January 1993
  14. 21BookCosmological PhysicsJ. A. Peacock — Cambridge University Press — 1998
  15. 22BookUniversal: a guide to the cosmosBrian Cox et al. — Da Capo Press — 2017
  16. 23JournalThe isotropy of the universeCharles W. Misner et al. — 1968
  17. 24BookGravitationCharles Misner — W. H. Freeman — 1973
  18. 25BookGravitation and CosmologySteven Weinberg — John Wiley — 1971
  19. 28BookModern cosmologyScott Dodelson — Academic Press — 2002
  20. 29JournalThe Cosmic HorizonFulvio Melia — 2008
  21. 30JournalThe Cosmological SpacetimeFulvio Melia — 2009
  22. 31Kolb, Turner (1988)Kolb, Turner — 1988
  23. 32JournalReheating in Inflationary Cosmology: Theory and ApplicationsRouzbeh Allahverdi et al. — 2010
  24. 33JournalReheating after inflationLev Kofman et al. — 1994
  25. 34Lectures on Reheating after InflationKaloian D. Lozanov — 2019
  26. 36JournalBounds on very low reheating scenarios after PlanckP. F. de Salas et al. — December 23, 2015
  27. 38JournalEinstein's theory of gravitation and its astronomical consequences. Third paperWillem de Sitter — 1917
  28. 39JournalThe expanding universeGeorges Lemaître — 1933
  29. 40BookRelativity, Thermodynamics, and CosmologyR. C. Tolman — Clarendon Press — 1934
  30. 41JournalMixmaster universeCharles W. Misner et al. — 1969
  31. 42BookInteracting Dark Energy and the Expansion of the UniverseAlexander S. Silbergleit et al. — Springer International Publishing — 2017
  32. 43BookWhy Does the Universe Expand? (A Tribute to E.B. Gliner)A.D. Chernin — Springer, Cham — April 23, 2017
  33. 44JournalSpontaneous creation of the universe from nothingDongshan He et al. — 2014
  34. 45JournalThe creation of the universe as a quantum phenomenonR. Brout et al. — 1978
  35. 46JournalSpectrum of relict gravitational radiation and the early state of the universeA.A. Starobinsky — December 1979
  36. 47JournalPlanck 2015 results. XX. Constraints on inflationP.A.R. Ade — 2016
  37. 48Guth (1997) p. 186Guth — 1997
  38. 50JournalA new type of isotropic cosmological models without singularityAlexei A. Starobinsky — 1980
  39. 51JournalDynamics of the universe and spontaneous symmetry breakingDemosthenes Kazanas — October 1980
  40. 52Cosmological Inflation: A Personal PerspectiveDemosthenes Kazanas — Springer Science & Business Media — 2007
  41. 53JournalCosmological baryon number domain structure and the first order phase transition of a vacuumK. Sato — 1981
  42. 54JournalMonopole production in the very early universe, in a first-order phase transitionMartin B. Einhorn et al. — 1981
  43. 55BookAdventures in Order and Chaos: A scientific autobiographyGeorge Contopoulos — Springer Science & Business Media — 2004
  44. 56JournalA new inflationary universe scenario: A possible solution of the horizon, flatness, homogeneity, isotropy and primordial monopole problemsAndrei Linde — 1982
  45. 58BookGravity: An introduction to Einstein's general relativityJ.B. Hartle — Addison Wesley — 2003
  46. 59Linde (1990)Linde — 1990
  47. 60JournalQuantum fluctuation and "nonsingular" universeViatcheslav F. Chibisov et al. — 1981
  48. 61JournalThe vacuum energy and large scale structure of the universeViatcheslav F. Mukhanov — 1982
  49. 62Guth (1997)Guth — 1997
  50. 63JournalThe development of irregularities in a single bubble inflationary universeS.W. Hawking — 1982
  51. 64JournalDynamics of phase transition in the new inflationary universe scenario and generation of perturbationsAlexei A. Starobinsky — 1982
  52. 65JournalFluctuations in the new inflationary universeAlan H. Guth et al. — 1982
  53. 66JournalSpontaneous creation of almost scale-free density perturbations in an inflationary universeJames M. Bardeen et al. — 1983
  54. 67JournalCausality, Randomness, and the Microwave BackgroundAndreas Albrecht et al. — 1996-02-26
  55. 68JournalDark Energy and the Cosmic Microwave Background RadiationScott Dodelson et al. — 2000-04-17
  56. 69JournalPlanck 2015 results. XIII. Cosmological parametersP.A.R. Ade — 2016-10-01
  57. 70JournalInflationary Predictions for Scalar and Tensor Fluctuations ReconsideredLatham A. Boyle et al. — 2006-03-24
  58. 71JournalCosmological constraints from the SDSS luminous red galaxiesMax Tegmark — August 2006
  59. 72JournalCosmological perturbations: Myths and factsPaul J. Steinhardt — 2004
  60. 73JournalWhat does inflation really predict?Max Tegmark — 2005
  61. 74JournalPlanck 2015 results. XX. Constraints on inflationP.A.R. Ade — October 2016
  62. 75JournalFirst year Wilkinson Microwave Anisotropy Probe (WMAP) observations: Determination of cosmological parametersD.N. Spergel — 2003
  63. 76NASA Technology Views Birth of the UniverseWhitney Clavin — 17 March 2014
  64. 77NewsSpace Ripples Reveal Big Bang's Smoking GunDennis Overbye — 17 March 2014
  65. 78JournalFive years after BICEP2Andrew Grant — 2019
  66. 79JournalDetection of B-mode polarization at degree angular scales by BICEP2P.A.R. Ade — 19 June 2014
  67. 80NewsAstronomers hedge on Big Bang detection claimDennis Overbye — 19 June 2014
  68. 82JournalPlanck intermediate results. XXX. The angular power spectrum of polarized dust emission at intermediate and high Galactic latitudesP.A.R. Ade — 2016
  69. 83NewsStudy confirms criticism of Big Bang findingDennis Overbye — 22 September 2014
  70. 84Press releaseGravitational waves from early universe remain elusiveWhitney Clavin — NASA — 30 January 2015
  71. 85NewsSpeck of interstellar dust obscures glimpse of Big BangDennis Overbye — 30 January 2015
  72. 86Systematic effects in CMB polarization measurementsC. Rosset — 2005
  73. 89JournalHiggs inflation at NNLO after the boson discoveryAlberto Salvio — 2013
  74. 90Liddle, Lyth (2000) p. 42–43Liddle, Lyth — 2000
  75. 91JournalAgravityAlberto Salvio et al. — 17 March 2014
  76. 92JournalChaotic inflationAndrei D. Linde — 1983
  77. 93JournalInflation models and observationLaila Alabidi et al. — 2006
  78. 95Challenges for inflationary cosmologyRobert H. Brandenberger — November 2004
  79. 96Book"Natural Inflation," in The Very Early UniverseCambridge University Press — 1983
  80. 97JournalBirth of Inflationary UniversesAlexander Vilenkin — 1983
  81. 99BookBeyond the Big Bang: Competing Scenarios For An Eternal UniversePaul J. Steinhardt — Springer — 2011
  82. 100JournalPop Goes the UniverseAnna Ijjas et al. — 17 January 2017
  83. 101JournalDoes inflation provide natural initial conditions for the universe?Sean M. Carroll et al. — 2005
  84. 102JournalInflation without a beginning: A null boundary proposalAnthony Aguirre et al. — 2003
  85. 103JournalSteady-State Eternal InflationAnthony Aguirre et al. — 2002
  86. 104JournalWave function of the universeJ. Hartle et al. — 1983
  87. 105Taming the multiverse—Stephen Hawking's final theory about the big bangStaff (University of Cambridge) — 2 May 2018
  88. 106JournalA smooth exit from eternal inflation?Stephen Hawking et al. — 20 April 2018
  89. 107JournalInflation does not explain time asymmetryDon N. Page — 1983
  90. 108JournalHow probable is inflation?Stephen W. Hawking et al. — 1988
  91. 109JournalCan the universe afford inflation?Andreas Albrecht et al. — 2004
  92. 110JournalThe trans-Planckian problem of inflationary cosmologyJerome Martin et al. — 2001
  93. 111JournalSuperimposed Oscillations in the WMAP Data?Jerome Martin et al. — 2004
  94. 112A Status Review of Inflationary CosmologyRobert H. Brandenberger — 2001
  95. 113JournalProspects of InflationAndrei Linde et al. — 2005
  96. 114JournalRacetrack InflationJ. J. Blanco-Pillado et al. — 2004
  97. 115JournalTowards inflation in string theoryShamit Kachru — 2003
  98. 116JournalBrane InflationGia Dvali et al. — 1998
  99. 117MagazineBig Bang or Big Bounce?: New theory on the universe's birthMartin Bojowald — October 2008
  100. 118JournalCosmology with torsion: An alternative to cosmic inflationPoplawski — 2010
  101. 119JournalNonsingular, big-bounce cosmology from spinor-torsion couplingPoplawski — 2012
  102. 120JournalEkpyrotic and cyclic cosmologyJean-Luc Lehners — 2 June 2009
  103. 121JournalSuperstrings in the early universeR. Brandenberger et al. — 1989
  104. 122JournalString Gas CosmologyThorsten Battefeld et al. — 2006
  105. 123JournalString Gas Cosmology and Structure FormationRobert H. Brandenberger et al. — 2007
  106. 124JournalSpeed of sound in string gas cosmologyNima Lashkari et al. — 2008-09-17
  107. 125JournalCreating spatial flatness by combining string gas cosmology and power law inflationVahid Kamali et al. — 2020-05-11
  108. 126JournalA Critical Look at Inflationary CosmologyJohn Earman et al. — March 1999
  109. 127BookThe Road to Reality: A Complete Guide to the Laws of the UniverseRoger Penrose — Vintage Books — 2004
  110. 128CMB@50 day threeRenée Hložek — 10–12 June 2015
  111. 129MagazineThe inflation debate: Is the theory at the heart of modern cosmology deeply flawed?Paul J. Steinhardt — 2011
  112. 130BookEndless Universe: Beyond the Big BangPaul J. Steinhardt et al. — Broadway Books — 2007
  113. 131JournalInflationary paradigm in trouble after Planck 2013Anna Ijjas et al. — 2013
  114. 132JournalInflationary schism after Planck 2013Anna Ijjas et al. — 2014
  115. 133JournalInflationary paradigm after Planck 2013Alan H. Guth et al. — 2014
  116. 134Inflationary cosmology after Planck 2013Andrei Linde — Ecole d'été de physique théorique / Oxford University Press — 8 July – 2 August 2013